一、太阳鸟控股出具的《关于特定期间不减持上市公司股份的承诺》 证券代码：300123 证券简称：亚光科技 公告编号：2023-073 亚光科技集团股份有限公司 关于控股股东、实际控制人在特定期间不减持公司股票承诺的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 亚光科技集团股份有限公司（以下简称"亚光科技"或"公司"）拟向公司控股股东湖 南太阳鸟控股有限公司（以下简称"太阳鸟控股"）发行股票。公司向特定对象发行股票（以 下简称"本次发行"）的议案及相关修订已经公司第五届董事会第六次会议、第五届董事会第 十二次会议和公司 2022 年第四次临时股东大会审议通过。 公司于 2023 年 7 月 24 日收到深圳证券交易所（以下简称"深交所"）出具的《关于亚 光科技集团股份有限公司申请向特定对象发行股票的审核问询函》(审核函〔2023〕020119 号) (以下简称"《审核问询函》")。根据相关审核监管要求，公司收到了太阳鸟控股以及实 际控制人李跃先先生出具的《关于特定期间不减持上市公司股份的承诺》。具体内容如下： (2022 年 10 月 14 日)。本人作 ...

中天国富证券有限公司 关于 亚光科技集团股份有限公司 向特定对象发行股票 之 上市保荐书 保荐机构（主承销商） （贵州省贵阳市观山湖区长岭北路中天会展城 B 区金融商务区集中商业（北）） 二零二三年八月 声明 中天国富证券有限公司（以下简称"中天国富证券"、"保荐机构"）及本 项目保荐代表人史森森、张峻灏已根据《中华人民共和国公司法》（以下简称"《公 司法》"）《中华人民共和国证券法》（以下简称"《证券法》"）《证券发行 上市保荐业务管理办法》（以下简称"《保荐管理办法》"）《上市公司证券发 行注册管理办法》（以下简称"《注册管理办法》"）等法律法规和中国证监会 及深圳证券交易所有关规定，诚实守信，勤勉尽责，严格按照依法制订的业务规 则和行业自律规范出具上市保荐书，并保证所出具文件真实、准确、完整。 3-3-1 | 声明 1 | | --- | | 目录 2 | | 释义 4 | | 第一节 发行人基本情况 5 | | 一、发行人概况 5 | | 二、发行人主营业务情况 6 | | 三、发行人核心技术及研发水平 6 | | 四、发行人主要经营和财务数据及指标 10 | | 五、发行人存在的主要风险 13 | ...

目 录 | 一、关于募集资金……………………………………………………第 | 1—30 | 页 | | --- | --- | --- | | 二、关于子公司业务………………………………………………第 | 30—98 | 页 | 2-1 关于亚光科技公司申请向特定对象发行股票 审核问询函中有关财务事项的说明 天健函〔2023〕2-156 号 深圳证券交易所： 由亚光科技集团股份有限公司（以下简称亚光科技公司或公司）转来的《关 于亚光科技集团股份有限公司申请向特定对象发行股票的审核问询函》（审核函 〔2023〕020119 号，以下简称审核问询函）奉悉。我们已对审核问询函所提及 的亚光科技公司财务事项进行了审慎核查，现汇报如下。 本说明中部分合计数与各项目直接相加之和可能存在尾数差异，这些差异是 由四舍五入造成的。除另有标注外，本说明的金额单位为万元。 一、关于募集资金 发行人本次向特定对象发行股票拟募集资金总额不超过 68,000.00 万元（含 本数），发行股票数量不超过 145,922,746 股（含本数），发行对象为公司控 股股东太阳鸟控股，未明确认购股票数量下限。太阳鸟控股已质押股份占其所 持公司股份的 ...

证券代码：300123 证券简称：亚光科技 公告编号：2023-072 亚光科技集团股份有限公司 关于申请向特定对象发行股票的审核问询函回复及募集说明书等 相关文件更新的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 亚光科技集团股份有限公司（以下简称"公司"）于 2023 年 7 月 24 日收到深圳证券交 易所（以下简称"深交所"）出具的《关于亚光科技集团股份有限公司申请向特定对象发行股 票的审核问询函》(审核函〔2023〕020119 号) (以下简称"《审核问询函》")。深交所上市审 核中心对公司报送的向特定对象发行股票的申请文件进行了审核,并形成审核问询问题。 公司收到《审核问询函》后，会同中介机构对《审核问询函》所列的问题进行了认真研 究和逐项落实，并对募集说明书等相关文件进行了相应补充和完善。现对《审核问询函》相 关问题的回复内容以及募集说明书等相关文件进行公开披露，具体内容详见公司同日在巨潮 资讯网（www.cninfo.com.cn）披露的相关文件。公司将通过深交所发行上市审核业务系统报 送相关文件。 公司本次向特定对象发行股票事 ...

证券代码：300123 证券简称：亚光科技 公告编号：2023-071 亚光科技集团股份有限公司 关于控股股东非公开发行可交换公司债券 本息兑付安排调整的提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 一、控股股东可交换公司债券基本情况 亚光科技集团股份有限公司（以下简称"亚光科技"或"公司"） 控股股东湖南太阳 鸟控股有限公司（以下简称"太阳鸟控股"）于 2020 年 9 月 8 日完成了湖南太阳鸟控股有限 公司 2020 年非公开发行可交换公司债券（以下简称"本期债券"或"20 太控 E1"）的发行， 发行规模为 3 亿元，期限为 3 年，换股期限为 2021 年 3 月 9 日至 2023 年 9 月 7 日，初始换 股价格为 20.25 元/股。具体内容详见公司于 2020 年 9 月 9 日披露的《关于控股股东非公开 发行可交换公司债券发行完成的公告》（公告编号：2020-093）。 经太阳鸟控股董事会审议通过，本期债券的换股价格自 2023 年 8 月 4 日起由 20.25 元/ 股调整为 12.00 元/股，具体内容详见公司于 20 ...

证券代码：300123 证券简称：亚光科技 亚光科技集团股份有限公司投资者关系活动记录表 编号：2023-001 | 投资者关 | □特定对象调研 □分析师会议 | | --- | --- | | 系活动类 | □媒体采访 ■业绩说明会 | | | □新闻发布会 □路演活动 | | 别 | □现场参观 □其他 | | 参与单位 | | | 名称及人 | 线上参与公司亚光科技 2022 年度网上业绩说明会全体投资者 | | 员姓名 | | | 时间 | 2023 年 5 月 16 日 15:00-17:00 | | 地点 | 价值在线（www.ir-online.cn）网络互动 | | 上市公司 | 董事长 李跃先先生 | | 接待人员 | 独立董事 徐锐敏先生 | | 姓名 | 副总经理、财务总监兼董事会秘书 饶冰笑女士 | | | 公司于 2023 年 5 月 16 日 15:00-17:00，通过价值在线（www.ir-online.cn） | | | 采用网络远程形式举办 2022 年度网上业绩说明会。投资者对公司发展战略、生 | | | 产经营情况等方面进行了提问，公司就投资者的相关提问进行了回复。主 ...

会议召开地点：价值在线（www.ir-online.cn） 证券代码：300123 证券简称：亚光科技 公告编号：2023-035 亚光科技集团股份有限公司 关于举办 2022 年度网上业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 亚光科技集团股份有限公司（以下简称"公司"）已于2023年4月27日在巨潮资讯网 （www.cninfo.com.cn）披露了《2022年年度报告》《2022年年度报告摘要》。为便于广大投 资者更加全面深入地了解公司经营业绩、发展战略等情况，公司定于2023年5月16日（星期二） 15:00-17:00在"价值在线"（www.ir-online.cn）举办2022年度网上业绩说明会，具体情况 如下： 一、业绩说明会的召开安排 会议召开时间：2023年5月16日（星期二）15:00-17:00 会议召开方式：网络文字互动方式 会议出席人员：董事长李跃先先生，独立董事徐锐敏先生，副总经理、财务总监兼董事 会秘书饶冰笑女士，如遇特殊情况，参会人员可酌情进行调整。 二、业绩说明会参与方式 投资者可于2023年5月16日（ ...

Financial Performance - The company achieved operating revenue of 1,686.44 million RMB, an increase of 6.21% compared to the same period last year[3]. - The net profit attributable to shareholders was -1,201.42 million RMB, remaining roughly the same as the previous year, with impairment losses of 900.95 million RMB recognized[3]. - The company's operating revenue for 2022 was ¥1,686,442,710.08, representing a 6.21% increase compared to ¥1,587,879,457.87 in 2021[28]. - The net profit attributable to shareholders was -¥1,201,417,102.32, a slight decrease of 0.17% from -¥1,199,385,526.19 in the previous year[28]. - The net cash flow from operating activities was -¥232,132,261.77, a significant decline of 479.23% compared to -¥40,076,019.56 in 2021[28]. - The total assets at the end of 2022 were ¥6,806,486,530.52, down 10.65% from ¥7,617,728,024.01 at the end of 2021[28]. - The net assets attributable to shareholders decreased by 30.91% to ¥2,696,790,468.12 from ¥3,903,548,011.33 in 2021[28]. - The basic and diluted earnings per share for 2022 were both -¥1.19, unchanged from the previous year[28]. - The weighted average return on equity was -36.49%, a decline of 9.86% from -26.63% in 2021[28]. - The company reported a net profit before and after deducting non-recurring gains and losses for the last three accounting years, both of which were negative[28]. - The audit report indicated uncertainty regarding the company's ability to continue as a going concern[28]. - The company has experienced a significant decline in cash flow and profitability, indicating potential challenges in future operations[28]. Business Segments - The military electronics business generated operating revenue of CNY 122,908.53 million, a slight increase of 1.00% year-on-year[97]. - The shipbuilding business saw operating revenue of CNY 33,548.78 million, reflecting a growth of 21.79% year-on-year[97]. - The military electronics segment includes products for radar, communication, and electronic countermeasures, with a strong market presence in aerospace and military systems[59]. - The smart boat segment offers three main series: defense equipment, government vessels, and yachts, with products exported to multiple countries[69]. - The company operates in two main business segments: military electronics and smart boats, focusing on high-performance microwave electronics and marine equipment[58]. Market Opportunities - The military electronics industry is experiencing steady growth, with China's defense budget increasing from ¥0.53 trillion in 2010 to ¥1.45 trillion in 2022, representing a compound annual growth rate of 8.7%[41]. - The company operates in a sector where military spending is expected to rise due to global tensions, indicating potential for increased demand for its products[41]. - The military electronics sector is expected to see a capacity expansion in 2023, which may alleviate supply constraints and match demand more effectively[42]. - The global military radar market has grown from $6.9 billion in 2012 to $31.4 billion in 2020, with China's military radar market expected to reach ¥57.3 billion by 2025[44]. - The domestic missile manufacturing market is projected to grow at over 40% during the "14th Five-Year Plan" period, benefiting upstream listed companies[46]. - The company is targeting the smart and new energy boat market, aiming to enhance its manufacturing capabilities and improve profitability in the boat manufacturing sector[144]. Research and Development - The total R&D expenditure in 2022 was ¥111,008,383.64, representing 6.58% of the operating revenue, a decrease from 11.37% in 2021[116]. - The company has a strong focus on R&D, aiming for patenting and standardizing technological achievements to enhance market competitiveness[76]. - The company is actively pursuing new technology routes and has achieved preliminary results in single-chip integrated circuit design and MEMS design, laying a solid foundation for future development[83]. - The company aims to strengthen its market position in the microwave integrated circuit sector while enhancing research on new technologies, focusing on core RF chip development and expanding its chip design outsourcing business[141]. - The company plans to upgrade existing microwave components and circuits using SIP and MCM technologies to achieve high-density integration and low power consumption[141]. Governance and Management - The company has established a board of directors consisting of 6 members, including 2 independent directors, ensuring compliance with relevant laws and regulations[161]. - The supervisory board comprises 3 supervisors, including 1 employee supervisor, and operates in accordance with legal requirements to protect shareholders' rights[162]. - The company maintains complete independence from its controlling shareholder in terms of assets, personnel, finance, and operations, ensuring no interference in decision-making[163]. - The performance evaluation and incentive mechanism for senior management is transparent and fair, with established standards for performance assessment[164]. - The company emphasizes information disclosure, ensuring that all information is accurate, complete, and timely, with designated media for announcements[165]. Financial Management - Financial expenses increased by 32.19% to CNY 16,406.63 million due to longer accounts receivable collection cycles and higher financing costs[98]. - The company aims to improve its financing structure and strengthen cost control to reduce financial expenses and manage operational costs effectively[148]. - The company is addressing high accounts receivable risks by enhancing customer service and optimizing accounts receivable management mechanisms[152]. - The company has a high proportion of goodwill in its net assets, which poses a risk of impairment if market conditions change adversely[155]. Strategic Initiatives - The company has implemented a stock incentive plan to align the interests of shareholders, the company, and core team members, enhancing long-term development focus[94]. - The company is focusing on expanding its market presence and enhancing product development strategies[108]. - The company is actively pursuing new market opportunities to drive future revenue growth[130]. - The company is focusing on domestic and international technology innovation to align product development closely with customer needs, aiming for a transition from traditional to smart manufacturing[145]. Challenges and Risks - The company has faced significant non-recurring losses, including -¥36,507,301.97 in 2022, primarily due to litigation losses and project terminations[36]. - The company faces intensified competition in the small composite material boat market due to new entrants, highlighting the need for strategic innovation[80]. - The boat business may continue to incur losses, and the company is exploring new product development and market expansion strategies to improve performance[155]. - The military electronics business is significantly impacted by national defense policies, and any changes could adversely affect the company's performance[150].

Financial Performance - The company's revenue for Q1 2023 was ¥318,465,489.77, representing a 16.66% increase compared to ¥272,975,850.88 in the same period last year[5] - Net profit attributable to shareholders was ¥4,745,560.20, a significant turnaround from a loss of ¥54,531,802.80 in the previous year, marking an increase of 108.70%[5] - Basic earnings per share rose to ¥0.0047 from -¥0.0541, reflecting an increase of 108.69%[5] - Net profit for Q1 2023 was CNY 8,421,148.82, a significant recovery from a net loss of CNY 54,158,358.43 in the same period last year[19] - Total comprehensive income for the first quarter was CNY 8,105,750.39, compared to a loss of CNY 54,262,878.43 in the previous period[20] Cash Flow and Liquidity - The net cash flow from operating activities improved by 39.70%, amounting to -¥196,103,482.97, compared to -¥325,216,274.27 in the same period last year[5] - Cash flow from operating activities showed a net outflow of CNY 196,103,482.97, an improvement from a net outflow of CNY 325,216,274.27 in the previous period[23] - Cash inflow from operating activities totaled CNY 266,546,562.61, down from CNY 301,441,744.12 in the previous period[22] - Cash outflow from operating activities was CNY 462,650,045.58, compared to CNY 626,658,018.39 in the previous period[23] - The ending balance of cash and cash equivalents was CNY 94,377,331.00, compared to CNY 155,089,575.93 at the end of the previous period[23] Assets and Liabilities - The total assets at the end of the reporting period were ¥6,587,557,128.93, a decrease of 3.22% from ¥6,806,486,530.52 at the end of the previous year[5] - Total current assets amounted to CNY 3,140,516,164.33, a decrease from CNY 3,325,731,688.75 in the previous year[16] - Total liabilities decreased to CNY 3,661,688,050.01 from CNY 3,904,703,415.25, indicating improved financial stability[16] - The company has a significant amount of notes receivable totaling 429,731,656.66 RMB, down from 507,129,857.62 RMB[14] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 83,563[10] - The largest shareholder, Hunan Sunbird Holdings Co., Ltd., holds 8.75% of the shares, amounting to 88,188,561 shares[10] - The total shareholding of Hunan Sunbird Holdings and its related accounts amounts to 172,188,561 shares, representing 17.09% of the total share capital[12] - The company plans to issue up to 145,922,746 shares to its controlling shareholder, Hunan Sunbird Holdings, raising a total of up to 680 million RMB[13] Research and Development - Research and development expenses decreased by 24.53% to ¥11,522,919.67, attributed to project delays[8] - The company reported a decrease in research and development expenses to CNY 11,522,919.67 from CNY 15,267,242.42, reflecting a cost-saving strategy[19] Operational Challenges - The company reported a significant increase in credit impairment losses, amounting to ¥20,739,140.64, a 31,225.58% increase compared to the previous year[8] - The company’s inventory increased to CNY 696,023,296.11 from CNY 600,789,601.92, indicating potential challenges in inventory management[16] - The company reported a significant decrease in sales revenue from CNY 281,403,981.93 to CNY 220,431,140.49[22] Stock and Share Issuance - The total number of shares after the cancellation of 71,700 repurchased shares will be adjusted from 1,007,630,823 to 1,007,559,123 shares[12] - The company has completed the stock cancellation process as of February 21, 2023, following the approval of the relevant shareholder meetings[12] - The company is in the process of normalizing its stock issuance to specific investors, which has been approved by the shareholders[13] Other Financial Metrics - Total operating revenue for Q1 2023 was CNY 318,465,489.77, an increase of 16.67% compared to CNY 272,975,850.88 in Q1 2022[18] - Total operating costs decreased slightly to CNY 327,950,324.56 from CNY 328,484,751.95, resulting in a gross profit margin of approximately -2.08%[18] - The total equity attributable to shareholders increased slightly to CNY 2,716,732,828.07 from CNY 2,696,790,468.12, showing a positive trend in shareholder value[16] Audit Status - The company has not undergone an audit for the first quarter report[24]