Core Viewpoint - Abacus Global Management, Inc. has initiated an exchange offer and consent solicitation to simplify its capital structure and mitigate the potential dilutive impact of outstanding warrants [1][2]. Group 1: Exchange Offer Details - The company is offering 0.23 shares of common stock for each warrant tendered, with a total of up to 4,743,381 shares available for exchange [2]. - The offering period will last until July 29, 2025, with the possibility of extension [2]. - Holders can withdraw their tendered warrants at any time before the expiration date [2]. Group 2: Consent Solicitation - The company is soliciting consents to amend the warrant agreement, allowing for an exchange ratio of 0.207 shares per warrant, which is 10% less than the current offer [3]. - Approximately 25% of public warrants and 94% of private placement warrants have agreed to participate in the offer and consent to the amendment [3]. - An additional 25% consent from public warrant holders is needed for the amendment to be adopted [3]. Group 3: Current Capital Structure - As of June 30, 2025, there are 97,867,821 shares of common stock and 20,623,395 warrants outstanding [5]. - If all warrants are exchanged, the total shares outstanding would increase to 102,611,202, representing a 5% increase, with no warrants remaining [5]. Group 4: Regulatory Information - The offer and consent solicitation are conducted under a prospectus and Schedule TO filed with the SEC [4]. - D.F. King & Co., Inc. is the information agent, while Continental Stock Transfer & Trust Company serves as the exchange agent [6].

Group 1 - Digital Asset Acquisition Corp. closed its initial public offering (IPO) of 17,250,000 units at a public offering price of $10.00 per unit, including 2,250,000 units from the underwriters' over-allotment option [1][2] - Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordinary share at a price of $11.50 per share [1] - The company also closed a private placement of 5,450,000 warrants at $1.00 per warrant, generating gross proceeds of $5,450,000, with a total of $172,500,000 placed in trust from the IPO and private placement [3] Group 2 - Digital Asset Acquisition Corp. is a blank check company aimed at effecting a merger or similar business combination, specifically targeting opportunities in the digital asset and cryptocurrency sectors [4] - Cohen & Company Capital Markets acted as the lead book-running manager for the offering, while Clear Street LLC served as the joint book-runner [5]

As filed with the Securities and Exchange Commission on October 3, 2024 Registration No. 333-279902 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Shantanu Gaur Chief Executive Officer Allurion Technologies, Inc. 11 Huron Drive Natick, MA 01760 Telephone: (508) 647-4000 UNDER THE SECURITIES ACT OF 1933 ALLURION TECHN ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-1 (Amendment No. 4) REGISTRATION STATEMENT Under The Securities Act of 1933 HNR Acquisition Corp (Exact name of Registrant as specified in its charter) Delaware 1311 85-4359124 (State or other jurisdiction of (Primary Standard Industrial (IRS Employer incorporation or organization) Classification Code Number) Identification No.) 3730 Kirby Drive, Suite 1200 Houston, TX (713) 834-1145 (Address, including zip code, and telephone nu ...

As filed with the Securities and Exchange Commission on June 5, 2024 No. 333-278710 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 __________________________________ AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 __________________________________ MOBIX LABS, INC. (Exact name of registrant as specified in its charter) __________________________________ | Delaware | 3674 | 98-1591717 | | --- | --- | --- | | (State or other jurisdiction of | (Prima ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 flyExclusive, Inc. (Exact name of registrant as specified in its charter) Delaware 4522 86-1740840 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) 2860 Jetport Road Kinston, North Carolina 28504 (252) 208-7715 (Address, including zip code, and telephon ...

Table of Contents As filed with the Securities and Exchange Commission on January 19, 2024 Registration No. 333-275870 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 To FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 APTOSE BIOSCIENCES INC. (Exact Name of Registrant As Specified In Its Charter) (State or other jurisdiction of incorporation or organization) Canada 2836 98-1136802 (Primary Standard Industrial Classification Code Number) (I.R.S. Employe ...

Table of Contents As filed with the Securities and Exchange Commission on July 17, 2023 No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Delaware 6199 87-3219029 (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) 3343 Peachtree Road NE, Suite 750 Atlanta, GA 30326 (678) 435-9604 (Address, including zip code, and telephone number, including area code, of registrant's pri ...

TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on July 14, 2023 Registration No. 333-271515 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Delaware (State or other jurisdiction of incorporation or organization) 1531 (Primary standard industrial classification code number) Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 United Homes Group, Inc. (Exact name of registrant as specified in its charter) 85-3460766 (I.R.S. Em ...

Table of Contents As filed with the U.S. Securities and Exchange Commission on June 27, 2023 Registration No. 333-271515 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 United Homes Group, Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) Delaware 1531 85-3460766 (Primary standard industrial classification code number) 90 N Royal ...