同时，浙江证监局指出，林键作为公司的法定代表人、执行董事、总经理，是公司的主要负责人，对杭 州隆启投资的上述行为负有责任，决定对林键采取出具警示函的监督管理措施，并记入证券期货市场诚 信档案。王爱武作为杭州隆启投资的主要负责人之一，对上述问题负有责任，决定对王爱武采取出具警 示函的监督管理措施，并记入证券期货市场诚信档案。 据天眼查，杭州隆启投资管理有限公司成立于2016年，杭州隆启成员，位于浙江省杭州市，是一家以从 事其他金融业为主的企业。企业注册资本1000万元。 三、部分产品未见合格投资者承诺、资产证明或收入证明，部分产品未对普通投资者告知、警示进行全 过程录音或者录像； 四、部分产品未按合伙协议约定召开合伙人年度会议、未按合伙协议约定进行信息披露。 浙江证监局认为，杭州隆启投资管理有限公司上述行为违反了相关规定。浙江证监局决定对公司采取出 具警示函的监督管理措施，并记入证券期货市场诚信档案。 根据浙江证监局在2026年2月13日发布的公告，杭州隆启投资管理有限公司因在私募基金业务中存在多 项违规行为而收到出具警示函的监管措施。 经查，杭州隆启投资管理有限公司在开展私募基金业务中存在以下行为： 一、委托 ...

Core Viewpoint - Oxford Lane Capital Corp. announced a preliminary estimate of its net asset value (NAV) per share as of January 31, 2026, ranging between $13.48 and $13.78, indicating potential fluctuations in future financial performance [6]. Company Overview - Oxford Lane Capital Corp. is a publicly-traded registered closed-end management investment company that primarily invests in debt and equity tranches of collateralized loan obligation (CLO) vehicles [4]. Financial Data - The NAV estimate provided is unaudited and does not represent a comprehensive statement of the company's financial condition for January 2026, as it has not undergone typical quarter-end financial closing procedures [6]. - As of January 31, 2026, the company had approximately 97.6 million shares of common stock issued and outstanding [6].

This story was originally published on Facilities Dive. To receive daily news and insights, subscribe to our free daily Facilities Dive newsletter. Colliers spent big last year on artificial intelligence to boost its professionals’ productivity as part of a multiyear plan to increase its competitiveness in all three of its business segments, CEO Jay Hennick said on the company’s fourth-quarter 2025 earnings call last week.  “Our CapEx this year around IT is bigger than it's ever been before in terms of ou ...

Australian investment management firm Challenger said anxiety about running out of money in retirement and cost-of-living pressures are driving record demand for annuities https://t.co/XjcpWxynol ...

Core Viewpoint - Invesco is an independent investment management firm focused on enhancing the investment experience for individuals [1] Group 1 - Invesco offers expert investment views through its US Blog, encouraging individuals to stay informed [1] - The firm emphasizes the importance of reading the prospectus and considering investment objectives, risks, charges, and expenses before investing [1] - Invesco does not provide tax advice and highlights the complexity and variability of federal and state tax laws [1] Group 2 - The opinions expressed by Invesco's authors are based on current market conditions and may change without notice [1] - Invesco's investment advisory services are provided by affiliated investment advisers, and they do not sell securities [1] - Invesco Unit Investment Trusts are distributed by Invesco Capital Markets, Inc., and other broker-dealers [1]

A downtrend has been apparent in Gladstone Capital (GLAD) lately with too much selling pressure. The stock has declined 12.2% over the past four weeks. However, given the fact that it is now in oversold territory and Wall Street analysts are majorly in agreement about the company's ability to report better earnings than they predicted earlier, the stock could be due for a turnaround.We use Relative Strength Index (RSI), one of the most commonly used technical indicators, for spotting whether a stock is over ...

Company Overview - Rubicon Associates is led by a Chartered Financial Analyst with over 20 years of experience in investment management, focusing on fixed income and preferred stock portfolios, as well as asset allocation and macro portfolios [1] - The principal has managed nearly $7 billion in credit investments and oversaw research and trading activities in the credit market, including a $20 billion short-duration fund [1] Investment Strategy - The firm has experience analyzing and investing in both public and private companies globally, advising institutional clients on fixed income strategies, manager selection, and asset allocation [1] - Rubicon Associates has contributed written content for platforms such as Seeking Alpha, Learn Bonds, and TheStreet.com, in addition to advising both institutional and private investors [1]

Core Viewpoint - Rosen Law Firm has announced a class action lawsuit on behalf of purchasers of BlackRock TCP Capital Corp. securities, alleging that the company made materially false and misleading statements regarding its business and operations during the specified class period from November 6, 2024, to January 23, 2026 [1][5]. Group 1: Lawsuit Details - The class action lawsuit claims that BlackRock TCP's investments were not being timely and appropriately valued, and that efforts at portfolio restructuring were ineffective [5]. - The lawsuit alleges that BlackRock TCP's unrealized losses were understated and its net asset value (NAV) was overstated, leading to materially misleading statements about the company's business prospects [5]. Group 2: Participation Information - Investors who purchased BlackRock TCP securities during the class period may be entitled to compensation without any out-of-pocket fees through a contingency fee arrangement [2]. - To join the class action, interested parties can visit the provided link or contact the law firm directly for more information [3][6].

Core Viewpoint - A class action lawsuit has been filed against BlackRock TCP Capital Corp. for allegedly making materially false and misleading statements regarding its business operations and financial health during the Class Period from November 6, 2024, to January 23, 2026 [1][5]. Group 1: Lawsuit Details - The lawsuit claims that BlackRock TCP failed to disclose that its investments were not being appropriately valued, which led to understated unrealized losses and an overstated net asset value (NAV) [5]. - Defendants allegedly made positive statements about BlackRock TCP's business that were materially misleading and lacked a reasonable basis [5]. - Investors are encouraged to join the class action to seek compensation without any out-of-pocket fees through a contingency fee arrangement [2]. Group 2: Legal Representation - The Rosen Law Firm, which is leading the class action, has a strong track record in securities class actions, having recovered hundreds of millions of dollars for investors [4]. - The firm was ranked No. 1 for the number of securities class action settlements in 2017 and has consistently been in the top ranks since 2013 [4]. - Investors are advised to select qualified counsel with a proven success record, as many firms may not have comparable experience [4].

You can find original article here WealthManagement. Subscribe to our free daily WealthManagement newsletters. A new Morningstar report, The Role of Semiliquid Funds in Portfolios, argues that private market allocations through semiliquid funds don’t serve as diversifiers for traditional portfolios. Instead, financial advisors should view semiliquid funds that invest in private equity or private credit as expanding their clients’ overall equity and credit allocations. The findings counter one of the key ...