UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ______________ to ________________ Commission file number: 001-9610 | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | |----------------|------------- ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commission file number: 001-15136 | --- | --- | --- | --- | --- | --- | --- | |------------------------------------------ ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to | --- | --- | --- | --- | |---------------------------------------------------------------------------------------------------------------------------------- ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended February 28, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to | --- | --- | --- | |----------------------------------------------------------------------------------------------------------------------------------- ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ______________ to ________________ Commission file number: 001-9610 | --- | --- | --- | --- | --- | --- | |-------------------------------------------------------- ...

[PART I - FINANCIAL INFORMATION](index=4&type=section&id=PART%20I%20-%20FINANCIAL%20INFORMATION) [Item 1. Financial Statements](index=4&type=section&id=Item%201.%20Financial%20Statements) The company reported significant net losses for the three and nine months ended August 31, 2021, with increased revenues from resumed operations, but also higher debt and negative cash flow [Consolidated Statements of Income (Loss)](index=4&type=section&id=Consolidated%20Statements%20of%20Income%20%28Loss%29) Q3 2021 revenues increased to $546 million with resumed operations, but net loss remained $2.84 billion due to high costs Consolidated Income Statement Highlights (in millions) | Metric | Three Months Ended Aug 31, 2021 | Three Months Ended Aug 31, 2020 | Nine Months Ended Aug 31, 2021 | Nine Months Ended Aug 31, 2020 | | :--- | :--- | :--- | :--- | :--- | | **Total Revenues** | **$546** | **$31** | **$621** | **$5,561** | | Passenger ticket | $303 | $— | $326 | $3,680 | | Onboard and other | $243 | $31 | $295 | $1,881 | | **Operating Loss** | **($2,057)** | **($2,333)** | **($5,196)** | **($7,223)** | | **Net Loss** | **($2,836)** | **($2,858)** | **($6,881)** | **($8,014)** | | **Diluted EPS** | **($2.50)** | **($3.69)** | **($6.14)** | **($11.03)** | [Consolidated Balance Sheets](index=6&type=section&id=Consolidated%20Balance%20Sheets) Total assets slightly decreased to $53.51 billion, while long-term debt rose to $26.83 billion and equity declined to $14.86 billion Consolidated Balance Sheet Summary (in millions) | Metric | August 31, 2021 | November 30, 2020 | | :--- | :--- | :--- | | Cash and cash equivalents | $7,151 | $9,513 | | Total current assets | $8,909 | $10,563 | | **Total Assets** | **$53,514** | **$53,593** | | Customer deposits | $2,707 | $1,940 | | Long-Term Debt | $26,831 | $22,130 | | **Total Liabilities** | **$38,651** | **$33,038** | | **Total Shareholders' Equity** | **$14,863** | **$20,555** | [Consolidated Statements of Cash Flows](index=7&type=section&id=Consolidated%20Statements%20of%20Cash%20Flows) Nine-month cash flow showed $3.74 billion operating outflow and $3.54 billion investing outflow, offset by $4.90 billion financing inflow Cash Flow Summary (Nine Months Ended Aug 31, in millions) | Category | 2021 | 2020 | | :--- | :--- | :--- | | Net cash used in operating activities | ($3,741) | ($4,649) | | Net cash used in investing activities | ($3,535) | ($1,452) | | Net cash provided by financing activities | $4,899 | $13,699 | | **Net (decrease) in cash** | **($2,363)** | **$7,661** | [Notes to Consolidated Financial Statements](index=9&type=section&id=Notes%20to%20Consolidated%20Financial%20Statements) Notes detail COVID-19 impact, liquidity plans, debt financing, $3.1 billion customer deposits, and $10.15 billion ship commitments - As of August 31, 2021, eight of the company's nine brands had resumed guest cruise operations, with **35%** of total capacity operating. Management concluded it has sufficient liquidity (**$7.8 billion**) to satisfy obligations for at least the next twelve months[30](index=30&type=chunk)[33](index=33&type=chunk) - Customer deposits increased to **$3.1 billion** as of August 31, 2021, up from **$2.2 billion** as of November 30, 2020, reflecting new bookings for future cruises[43](index=43&type=chunk) - The company recognized ship impairment charges of **$475 million** for the three months and **$524 million** for the nine months ended August 31, 2021, as the carrying values of certain ships exceeded their estimated future cash flows[87](index=87&type=chunk)[88](index=88&type=chunk) Future New Ship Capital Commitments (as of Aug 31, 2021, in millions) | Year | Amount | | :--- | :--- | | Remainder of 2021 | $337 | | 2022 | $4,468 | | 2023 | $2,675 | | 2024 | $1,681 | | 2025 | $984 | | **Total** | **$10,146** | [Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operations](index=24&type=section&id=Item%202.%20Management%27s%20Discussion%20and%20Analysis%20of%20Financial%20Condition%20and%20Results%20of%20Operations) Management discusses ongoing cruise resumption, increased Q3 2021 revenues, continued losses, $7.8 billion liquidity, and expected higher Q4 cash burn - As of August 31, 2021, **35%** of the company's capacity was operating. The company plans to have **61%** of capacity operating by November 30, 2021, and **75%** by June 2022, with the full fleet expected to be back in operation in the spring of 2022[127](index=127&type=chunk) - The company's monthly average cash burn rate is expected to be higher in the fourth quarter of 2021 compared to prior quarters due to the timing of incremental restart expenditures[154](index=154&type=chunk) - The company had **$7.8 billion** of liquidity as of August 31, 2021, including cash and short-term investments. It has also secured **$5.8 billion** in export credit facilities to fund ship deliveries through 2024[151](index=151&type=chunk)[161](index=161&type=chunk) [Results of Operations](index=27&type=section&id=Results%20of%20Operations) Q3 2021 revenues rose to $546 million with resumed service, but operating loss was $2.06 billion due to higher expenses and impairments Operating Loss by Segment (Three Months Ended Aug 31, in millions) | Segment | 2021 | 2020 | | :--- | :--- | :--- | | NAA | ($1,257) | ($1,770) | | EA | ($696) | ($465) | | **Total Operating Loss** | **($2,057)** | **($2,333)** | - Interest expense, net of capitalized interest, increased by **$107 million** to **$418 million** for Q3 2021 compared to Q3 2020, driven by additional debt borrowings at higher interest rates[142](index=142&type=chunk) - The company recognized ship impairment charges of **$0.5 billion** in Q3 2021, compared to **$0.8 billion** in Q3 2020[141](index=141&type=chunk) [Liquidity, Financial Condition and Capital Resources](index=30&type=section&id=Liquidity%2C%20Financial%20Condition%20and%20Capital%20Resources) The company maintained $7.8 billion liquidity, raising significant capital through debt and equity, while reporting a $0.6 billion working capital deficit - Key liquidity actions since December 2020 include a **$3.5 billion** senior unsecured notes issuance (Feb 2021), a **$996 million** equity offering (Feb 2021), and a **$2.4 billion** senior secured notes issuance (July 2021) used to refinance 2023 notes[151](index=151&type=chunk) - The company reported a working capital deficit of **$0.6 billion** as of August 31, 2021, compared to working capital of **$1.9 billion** as of November 30, 2020, driven by a decrease in cash and an increase in customer deposits[155](index=155&type=chunk) [Item 3. Quantitative and Qualitative Disclosures About Market Risk](index=32&type=section&id=Item%203.%20Quantitative%20and%20Qualitative%20Disclosures%20About%20Market%20Risk) The company's debt portfolio is 63% fixed-rate (49% USD, 14% EUR) and 38% floating-rate, indicating managed interest rate exposure Debt Portfolio by Interest Rate Type | Rate Type | Percentage | | :--- | :--- | | Fixed rate | 49% | | EUR fixed rate | 14% | | Floating rate | 20% | | EUR floating rate | 16% | | GBP floating rate | 2% | [Item 4. Controls and Procedures](index=32&type=section&id=Item%204.%20Controls%20and%20Procedures) Management concluded that disclosure controls and procedures were effective as of August 31, 2021, with no material changes - Management concluded that as of August 31, 2021, the company's disclosure controls and procedures were effective[168](index=168&type=chunk) - There were no changes in internal control over financial reporting during the quarter that materially affected, or are reasonably likely to materially affect, these controls[169](index=169&type=chunk) [PART II - OTHER INFORMATION](index=34&type=section&id=PART%20II%20-%20OTHER%20INFORMATION) [Item 1. Legal Proceedings](index=34&type=section&id=Item%201.%20Legal%20Proceedings) Legal proceedings, including COVID-19 actions, are incorporated by reference from Note 4, with no new environmental issues - Details regarding legal proceedings, including those related to COVID-19 actions, are incorporated by reference from Note 4 – "Contingencies and Commitments" in the financial statements[172](index=172&type=chunk) [Item 1A. Risk Factors](index=34&type=page&id=Item%201A.%20Risk%20Factors) The ongoing COVID-19 pandemic remains the primary risk, impacting operations, financing, and reputation, with credit ratings downgraded - The COVID-19 pandemic continues to be the most significant risk, impacting operations, financing, demand, reputation, and stock price. The full extent of the impact remains uncertain[174](index=174&type=chunk)[189](index=189&type=chunk) - The company's credit ratings have been downgraded to **non-investment grade** by Moody's and S&P Global, which could negatively impact future access to capital and increase financing costs[187](index=187&type=chunk) - The company faces numerous lawsuits and governmental investigations stemming from COVID-19, which could result in civil and criminal penalties[179](index=179&type=chunk) [Item 2. Unregistered Sales of Equity Securities and Use of Proceeds](index=36&type=section&id=Item%202.%20Unregistered%20Sales%20of%20Equity%20Securities%20and%20Use%20of%20Proceeds) The Stock Swap Program generated $10 million net proceeds in Q3 2021 by selling 4.6 million shares and repurchasing equivalent shares Carnival plc Ordinary Shares Purchased (Q3 2021) | Period | Total Shares Purchased (in millions) | Average Price Paid per Share | | :--- | :--- | :--- | | June 2021 | 0.4 | $22.88 | | July 2021 | 2.4 | $20.58 | | August 2021 | 1.9 | $20.58 | | **Total** | **4.6** | **$20.76** | - Under the Stock Swap Program, the company generated net proceeds of **$10 million** during the three months ended August 31, 2021[193](index=193&type=chunk) [Item 6. Exhibits](index=37&type=section&id=Item%206.%20Exhibits) This section indexes all exhibits filed with Form 10-Q, including debt indentures and Sarbanes-Oxley certifications - Exhibits filed include the indenture for the 4.00% First-Priority Senior Secured Notes due 2028 and various officer certifications pursuant to Sarbanes-Oxley Act Sections 302 and 906[197](index=197&type=chunk)[198](index=198&type=chunk)[207](index=207&type=chunk)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-9610 Commission file number: 001-15136 | --- | --- | --- | --- | |--------------------------------------------------------------- ...

PART I - FINANCIAL INFORMATION [Financial Statements](index=4&type=section&id=Item%201.%20Financial%20Statements) Unaudited Q1 2021 financial statements show a $2.0 billion net loss due to COVID-19, with increased cash and long-term debt [Consolidated Statements of Income (Loss)](index=4&type=section&id=Consolidated%20Statements%20of%20Income%20%28Loss%29) Q1 2021 revenues plummeted to $26 million from $4.8 billion, resulting in a $1.5 billion operating loss and a $2.0 billion net loss due to suspended operations Consolidated Income (Loss) Statement Summary | Indicator | Three Months Ended Feb 28/29, 2021 | Three Months Ended Feb 28/29, 2020 | | :--- | :--- | :--- | | **Total Revenues** | $26 million | $4,789 million | | **Operating Loss** | ($1,524) million | ($713) million | | **Net Loss** | ($1,973) million | ($781) million | | **Diluted EPS** | ($1.80) | ($1.14) | [Consolidated Balance Sheets](index=6&type=section&id=Consolidated%20Balance%20Sheets) As of February 28, 2021, the balance sheet shows total assets of $57.2 billion, with cash at $11.5 billion and long-term debt at $26.5 billion Key Balance Sheet Items (in millions) | Account | Feb 28, 2021 | Nov 30, 2020 | | :--- | :--- | :--- | | Cash and cash equivalents | $9,674 | $9,513 | | Short-term investments | $1,840 | $0 | | Total Assets | $57,226 | $53,593 | | Customer deposits | $1,826 | $1,940 | | Long-Term Debt | $26,522 | $22,130 | | Total Shareholders' Equity | $19,813 | $20,555 | [Consolidated Statements of Cash Flows](index=7&type=section&id=Consolidated%20Statements%20of%20Cash%20Flows) Q1 2021 saw $1.5 billion net cash used in operations, $3.6 billion in investing, and $5.2 billion provided by financing Consolidated Cash Flow Summary (in millions) | Activity | Three Months Ended Feb 28/29, 2021 | Three Months Ended Feb 28/29, 2020 | | :--- | :--- | :--- | | Net cash used in operating activities | ($1,503) | $916 | | Net cash used in investing activities | ($3,589) | ($1,161) | | Net cash provided by financing activities | $5,216 | $1,089 | [Notes to Consolidated Financial Statements](index=9&type=section&id=Notes%20to%20Consolidated%20Financial%20Statements) The notes detail COVID-19's significant impact on liquidity and operations, covering debt issuances, covenant waivers, and future ship commitments - The company concluded it has sufficient liquidity (**$11.5 billion** in cash and short-term investments) to satisfy obligations for at least the next twelve months, based on assumptions of a gradual resumption of service and continued access to financing[34](index=34&type=chunk) - Total customer deposits were **$2.2 billion** as of February 28, 2021, the majority of which are future cruise credits (FCCs), with the portion to be recognized as revenue versus refunded being unestimable[45](index=45&type=chunk) - In February 2021, the company issued **$3.5 billion** of 5.8% senior unsecured notes due 2027[49](index=49&type=chunk) - The company obtained waivers for key debt covenants (Interest Coverage and Debt to Capital) through at least August 2022, providing financial flexibility during the operational pause[50](index=50&type=chunk) - As of April 1, 2021, the company faces approximately **70 individual lawsuits** and **10 purported class actions** related to COVID-19 incidents on its ships[65](index=65&type=chunk)[66](index=66&type=chunk) New Ship Growth Capital Commitments (in millions) | Year | Amount | | :--- | :--- | | Remainder of 2021 | $1,449 | | 2022 | $4,734 | | 2023 | $2,328 | | 2024 | $1,874 | | 2025 | $1,073 | | **Total** | **$11,459** | [Management's Discussion and Analysis of Financial Condition and Results of Operations](index=22&type=section&id=Item%202.%20Management%27s%20Discussion%20and%20Analysis%20of%20Financial%20Condition%20and%20Results%20of%20Operations) Management discusses COVID-19's severe impact, detailing phased service resumption, $23.6 billion in liquidity raised, and a $500 million monthly cash burn [Recent Developments](index=23&type=section&id=Recent%20Developments) The company is executing a phased resumption of guest operations, with several brands planning restarts in Europe and the UK from March to summer 2021 - Several brands are planning a phased return to service, including AIDA Cruises resuming in the Canary Islands in late March, Costa Cruises expecting to resume in May with Italian sailings, and P&O Cruises (UK), Cunard, and Princess Cruises offering UK coastal cruises starting in June/July, with Seabourn planning to resume in summer sailing from Greece[121](index=121&type=chunk) [Results of Operations](index=26&type=section&id=Results%20of%20Operations) Q1 2021 revenues fell 99% to $26 million, resulting in a $1.5 billion operating loss due to the operational pause, despite significant cost reductions Consolidated Results of Operations (in millions) | Category | Q1 2021 | Q1 2020 | % Change | | :--- | :--- | :--- | :--- | | **Revenues** | $26 | $4,789 | (99)% | | **Operating Costs & Expenses** | $535 | $3,523 | (85)% | | **Operating Loss** | ($1,524) | ($713) | 114% | - The company continues to expect a net loss on both a U.S. GAAP and adjusted basis for the second quarter of 2021 and the full year ending November 30, 2021[133](index=133&type=chunk) [Liquidity, Financial Condition and Capital Resources](index=29&type=section&id=Liquidity%2C%20Financial%20Condition%20and%20Capital%20Resources) The company aggressively managed liquidity, raising $23.6 billion since March 2020, ending Q1 2021 with $11.5 billion in liquidity and a $500 million monthly cash burn - Since March 2020, the company has raised **$23.6 billion** through a series of financing transactions, including **$6.0 billion** since December 2020[145](index=145&type=chunk) - The average monthly cash burn rate for Q1 2021 was **$500 million** and is expected to be approximately **$550 million** for the first half of 2021, including operating expenses, restart costs, interest, and capital expenditures[147](index=147&type=chunk) - Working capital increased to **$3.8 billion** from **$1.9 billion**, primarily due to the increase in cash from financing activities, with an expected return to a working capital deficit once normal operations resume[148](index=148&type=chunk) - The company has **$6.5 billion** of available export credit facilities to fund ship deliveries planned through 2024[154](index=154&type=chunk) [Quantitative and Qualitative Disclosures About Market Risk](index=31&type=section&id=Item%203.%20Quantitative%20and%20Qualitative%20Disclosures%20About%20Market%20Risk) This section outlines the company's market risk exposure, primarily interest rate risk, managed by maintaining a 61% fixed-rate and 39% floating-rate debt portfolio Debt Composition by Interest Rate Type | Rate Type | Percentage | | :--- | :--- | | Fixed rate | 48% | | EUR fixed rate | 13% | | **Total Fixed** | **61%** | | Floating rate | 20% | | EUR floating rate | 17% | | GBP floating rate | 2% | | **Total Floating** | **39%** | [Controls and Procedures](index=31&type=section&id=Item%204.%20Controls%20and%20Procedures) Management concluded that disclosure controls and procedures were effective as of February 28, 2021, with no material changes to internal control over financial reporting - The President and Chief Executive Officer and the Chief Financial Officer and Chief Accounting Officer concluded that the company's disclosure controls and procedures were effective as of February 28, 2021[159](index=159&type=chunk) - There were no changes in internal control over financial reporting during the quarter that have materially affected, or are reasonably likely to materially affect, the company's internal controls[161](index=161&type=chunk) PART II - OTHER INFORMATION [Legal Proceedings](index=34&type=section&id=Item%201.%20Legal%20Proceedings) This section incorporates legal proceedings from Note 4, including COVID-19 lawsuits and a $0.8 million settlement by Holland America Line and Princess Cruises - The company references ongoing legal matters related to COVID-19 as detailed in Note 4 of the financial statements[164](index=164&type=chunk) - Holland America Line and Princess Cruises reached a settlement to pay **$0.8 million** regarding vessel discharges in the Farallones Island National Marine Sanctuary[165](index=165&type=chunk) [Risk Factors](index=34&type=page&id=Item%201A.%20Risk%20Factors) The COVID-19 pandemic is the most significant risk, impacting operations, liquidity, and reputation, with concerns over service resumption, debt covenant compliance, and credit rating downgrades [COVID-19 and Liquidity/Debt Related Risk Factors](index=34&type=section&id=COVID-19%20and%20Liquidity%2FDebt%20Related%20Risk%20Factors) This section details primary COVID-19 risks, including material negative impacts on finances and liquidity, uncertain service resumption, and potential debt covenant non-compliance post-waiver - The COVID-19 pandemic is expected to continue to have a significant negative impact on financial condition, operations, liquidity, and stock price due to its effect on the ability and desire of people to travel[167](index=167&type=chunk) - The company may be out of compliance with debt covenants after the waiver period ends (next testing date November 30, 2022), which could lead to default and acceleration of debt if further amendments are not secured[183](index=183&type=chunk)[186](index=186&type=chunk) - Credit ratings have been downgraded to non-investment grade by Moody's and S&P Global, which may negatively impact access to capital and increase the cost of future financing[179](index=179&type=chunk) - The company faces significant litigation and governmental investigations stemming from COVID-19, the outcomes of which are uncertain but could be material[171](index=171&type=chunk) [Exhibits](index=37&type=section&id=Item%206.%20Exhibits) This section lists all exhibits filed with the Form 10-Q, including the indenture for the 5.75% Senior Unsecured Notes due 2027 and CEO/CFO certifications - Key exhibits filed include the Indenture for the **$3.5 billion** 5.75% Senior Unsecured Notes due 2027[198](index=198&type=chunk) - Certifications from the President and Chief Executive Officer and the Chief Financial Officer pursuant to Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 are included as exhibits[192](index=192&type=chunk)[193](index=193&type=chunk)[200](index=200&type=chunk)[201](index=201&type=chunk) Signatures The report is formally concluded with the signatures of authorized officers from Carnival Corporation and Carnival plc, affirming the filing's contents - The report was duly signed on April 7, 2021, by Arnold W. Donald (President and Chief Executive Officer) and David Bernstein (Chief Financial Officer and Chief Accounting Officer) on behalf of both Carnival Corporation and Carnival plc[206](index=206&type=chunk)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended November 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ______________ to ________________ Commission file number: 001-9610 Commission file number: 001-15136 | --- | --- | --- | --- | --- | --- | |---------------------- ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 1.625% Senior Notes due 2021 CCL21 New York Stock Exchange LLC 1.875% Senior Notes due 2022 CUK22 New York Stock Exchange LLC 1.000% Senior Notes due 2029 CUK29 New York Stock Exchange LLC FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ...