Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ⌧ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 ◻ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to | (State or Other | | | | | --- | --- | --- | --- | | (Exact Name of Registrant as Specified in Its Charter) | | Jurisdiction of | (IRS Employer ...

Table of Contents | UNITED STATES SECURITIES AND EXCHANGE COMMISSION | | --- | | Washington, D.C. 20549 | | FORM 10-Q | | (Mark one) | | ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | | For the Quarterly Period Ended September 30, 2020 | | OR | | ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | | For the Transition Period from to | | (State or Other | | Jurisdiction of (IRS Employer (Exact Name of Registrant as Specifie ...

Icahn Enterprises L.P. (NASDAQ:IEP) Q3 2020 Earnings Conference Call November 6, 2020 10:00 AM ET Company Participants Jesse Lynn - General Counsel Keith Cozza - President and Chief Executive Officer SungHwan Cho - Chief Financial Officer Conference Call Participants Dan Fannon - Jefferies Operator Ladies and gentlemen, thank you for standing by. Welcome to the Third Quarter 2020 Icahn Enterprises Earnings Conference Call. At this time all participants remain on the listen-only mode. After the speaker's pre ...

Financial Performance Overview - Icahn Enterprises reported a Net Loss attributable of $714 million for Q3 2020, translating to a loss of $3.14 per depositary unit[3] - For the nine months ended September 30, 2020, the Net Loss attributable to Icahn Enterprises was $1.799 billion[4] - Revenues for the three months ended September 30, 2020, were $722 million, a significant decrease compared to $2.320 billion for the same period in 2019[4] - Revenues for the nine months ended September 30, 2020, were $3.371 billion, also lower than the $6.371 billion reported for the same period in 2019[4] Segment Performance - The Investment segment experienced a return of -11.8% for Q3 2020[7] - The Energy segment's net sales for Q3 2020 were $1.005 billion, down from $1.622 billion in Q3 2019[11] - The Automotive segment's net sales and other revenue from operations decreased to $660 million in Q3 2020 from $744 million in Q3 2019[15] - The Food Packaging segment saw an increase in net sales to $105 million in Q3 2020, compared to $98 million in Q3 2019[19] - The Metals segment's net sales increased slightly to $83 million in Q3 2020 from $82 million in Q3 2019[21] - The Home Fashion segment's net sales increased to $53 million in Q3 2020 from $51 million in Q3 2019[28] Liquidity - As of September 30, 2020, Icahn Enterprises had total liquidity of $6.496 billion, including $1.087 billion in Holding Company Cash & Cash Equivalents, $4.043 billion in Holding Company Investment in Investment Funds, and $775 million in Subsidiaries Cash & Cash Equivalents[30]

Table of Contents | UNITED STATES SECURITIES AND EXCHANGE COMMISSION | | | --- | --- | | Washington, D.C. 20549 | | | FORM 10-Q | | | (Mark one) | | | ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | | | For the Quarterly Period Ended June 30, 2020 | | | OR | | | ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | | | For the Transition Period from to | | | (State or Other | | | Jurisdiction of (Exact Name of Registrant as S ...

Table of Contents | UNITED STATES SECURITIES AND EXCHANGE COMMISSION | | --- | | Washington, D.C. 20549 | | FORM 10-Q | | (Mark one) | | ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | | For the Quarterly Period Ended March 31, 2020 | | ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | | For the Transition Period from to | | (State or Other | | (Address of Principal Executive Offices) (Zip Code) Incorporation or Identific ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to | (State or Other | | | --- | --- | | (Exact Name of Registrant as Specified in Its Charter) | Jurisdiction of | | (Address of Principal Executive Offices) (Zip Co ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to | | (State or Other | | | --- | --- | --- | | (Exact Name of Registrant as Specified in Its Charter) | Jurisdiction of | | | (Address of Principal Exec ...

☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to | | | (State or Other | | | --- | --- | --- | --- | | | (Exact Name of Registrant as Specified in Its Charter) | Jurisdiction of | | | | (Address of Principal Executive Offices) (Zip Code) | Incorporation or | (IRS Employer | | (Commission File Numb ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2019 (Commission File Number) (Exact Name of Registrant as Specified in Its Charter) (Address of Principal Executive Offices) (Zip Code) (Telephone Number) (State or Other Jurisdiction of Incorporation or Organization) 767 Fifth Avenue, Suite 4700 New York, NY 10153 (212) 702-4300 (IRS Employer Ident ...