Workflow
MidCap Financial Investment (MFIC) - 2024 Q4 - Annual Report

Financial Performance and Expenses - Administrative expenses for the fiscal year ended December 31, 2024, were 4.1million,adecreasefrom4.1 million, a decrease from 5.6 million in 2023 and an increase from 4millionintheninemonthsendedDecember31,2022[99].Thecompanysnetinvestmentincomeisinfluencedbythedifferencebetweenborrowingratesandinvestmentyields,withsignificantchangesinmarketinterestratesposingmaterialrisks[141].Thecompanymustdistributeatleast904 million in the nine months ended December 31, 2022[99]. - The company’s net investment income is influenced by the difference between borrowing rates and investment yields, with significant changes in market interest rates posing material risks[141]. - The company must distribute at least 90% of its investment company taxable income to maintain its RIC status, which includes ordinary income and net short-term capital gains[162]. - The company may distribute taxable dividends in cash and shares, potentially leading to tax liabilities exceeding cash received by stockholders[220]. - The company is required to achieve annual returns on its total assets of at least 3.51% to cover annual interest payments on its outstanding indebtedness[179]. Capital Structure and Debt - As of December 31, 2024, the company had approximately 970.1 million of outstanding borrowings under its senior secured credit facility and a total of 1,757.1millioninaggregateprincipalamountofindebtedness[179][181].TheweightedaveragestatedinterestrateonthecompanysoutstandingindebtednessasofDecember31,2024,was6.381,757.1 million in aggregate principal amount of indebtedness[179][181]. - The weighted average stated interest rate on the company's outstanding indebtedness as of December 31, 2024, was 6.38%[179]. - The asset coverage ratio must be at least 150% after borrowing, allowing the company to raise 200 for every $100 of net assets[168][178]. - If the asset coverage ratio declines below 150%, the company may be required to sell investments at disadvantageous prices[168]. - The company may seek to securitize loans to generate cash for new investments, but failure to do so could limit growth and adversely affect earnings[172]. Market and Economic Conditions - The current capital market environment is characterized by volatility, which may adversely affect the company's ability to raise or access debt capital[107]. - Significant disruptions in capital markets could negatively affect the valuations of the company's investments, potentially leading to liquidity challenges[109]. - Inflation and supply chain risks have negatively impacted the business and financial condition of portfolio companies, particularly in emerging economies[122]. - The ongoing armed conflicts, including the Russian invasion of Ukraine, may disrupt global markets and adversely affect investment performance[125]. - Economic downturns could impair portfolio companies' ability to repay loans, leading to increased non-performing assets and decreased portfolio value[238]. Interest Rate Risks - The company has experienced higher rates for debt capital raised over the last year due to the prevailing interest rate environment, impacting future financing costs[108]. - Changes in interest rates pose financial market risks, potentially impacting investment income and the credit quality of borrowers[118]. - An increase in interest rates could decrease the value of fixed interest investments and increase interest expenses, negatively impacting net income[119]. - Rising interest rates may increase the cost of debt for underlying portfolio companies, adversely impacting their financial performance[121]. - Interest rate fluctuations may negatively impact the value of the Company's portfolio investments, potentially affecting its financial condition and results of operations[140]. Regulatory and Compliance Issues - The company is subject to the Sarbanes-Oxley Act, which requires ongoing compliance monitoring and review of policies and procedures[103]. - Changes in U.S. federal income tax laws could materially affect the Company and its stockholders[147]. - The company is subject to changing regulations that could significantly affect operations and profitability[216]. - AGM has established information barriers to manage conflicts of interest, but these barriers may restrict advantageous investment opportunities[201]. - Cybersecurity risks pose a threat to the company's operations and those of its portfolio companies, potentially leading to operational disruptions[222]. Investment Strategy and Risks - The company primarily invests in privately-held companies, which presents challenges such as limited available information and reliance on key personnel[250]. - The company intends to invest primarily in senior debt securities, but portfolio companies may incur debt that ranks equally or senior to its investments, increasing risk[252]. - The incentive fee structure may encourage the company to make riskier investments, potentially leading to higher investment losses during economic downturns[254]. - The company may invest in foreign securities, exposing it to additional risks such as political instability and less available information compared to U.S. investments[258]. - The company faces competition from various entities, including public and private funds, which may have greater financial resources and lower costs of funds[157]. Cybersecurity and Technology Risks - Cybersecurity risks are increasing, with potential adverse effects on operations and financial results due to unauthorized access or data breaches[111]. - The Company is subject to risks associated with artificial intelligence, particularly regarding the use of machine learning technology by third-party service providers[149]. - The company's operations are heavily reliant on information systems, and any failure could adversely affect business performance and stock price[227]. - Cyber security has become a regulatory priority, and non-compliance could result in financial losses and reputational damage[224]. - The company faces significant risks from cyber security failures, which could lead to financial losses and operational disruptions[224]. Portfolio Management and Investment Opportunities - The allocation of investment opportunities among Apollo-advised funds may not always favor the company, potentially limiting desired portfolio structuring[205]. - The company may face challenges in making follow-on investments, which could impair the value of its portfolio[246]. - The company is restricted from entering into certain transactions with affiliates without prior approval, which may limit investment opportunities[197]. - The performance of the CLO Issuers will depend on the analytical and managerial expertise of the Company's investment professionals, with limited prior experience managing CLOs[289]. - The company may incur losses if required to dispose of a portion of the CLO Issuers' portfolio at inopportune times to satisfy obligations of the holders of the CLO Notes[291].