Workflow
First Financial Northwest(FFNW) - 2024 Q4 - Annual Report

Financial Performance and Capital Management - As of December 31, 2024, the company had seven interest rate swaps with an aggregate notional amount of 100.0millionandafairvaluegainof100.0 million and a fair value gain of 6.3 million, compared to eight swaps with a notional amount of 115.0millionandagainof115.0 million and a gain of 7.6 million at December 31, 2023[138]. - The company paid 692,000inFDICassessmentsfortheyearendingDecember31,2024[155].AsofDecember31,2024,theBankmettherequirementstobeclassifiedas"wellcapitalized"andsatisfiedthefullyphasedincapitalconservationbufferrequirement[164].ThecapitalregulationsrequireaCET1capitalratioofatleast4.5692,000 in FDIC assessments for the year ending December 31, 2024[155]. - As of December 31, 2024, the Bank met the requirements to be classified as "well capitalized" and satisfied the fully phased-in capital conservation buffer requirement[164]. - The capital regulations require a CET1 capital ratio of at least 4.5%, a Tier 1 capital ratio of at least 6%, and a total capital ratio of at least 8%[159]. - As of December 31, 2024, the Bank's Tier 1 leverage capital was 160,671, representing a ratio of 11.16%, up from 10.18% in 2023[166]. - The Common Equity Tier 1 capital increased to 160,671,witharatioof15.40160,671, with a ratio of 15.40%, compared to 14.90% in the previous year[166]. - Total risk-based capital reached 173,748, reflecting a ratio of 16.65%, an increase from 16.15% in 2023[166]. - The Bank's excess Tier 1 risk-based capital was 77,186,whichis7.4077,186, which is 7.40% above the required capital[166]. - The Bank was categorized as "well capitalized" under FDIC regulations as of December 31, 2024[170]. - The Bank's compliance with reserve requirements was confirmed as of December 31, 2024[179]. Workforce and Employment - As of December 31, 2024, the company had 135 full-time employees, with a workforce composition of 63.0% female and 37.0% male, and women held 51.9% of management roles[144]. - The average tenure of mid-level officers and managers is 5.2 years, while the average tenure of executive/senior level officers is 10.8 years[144]. Regulatory Compliance and Taxation - The FDIC adopted a special assessment for banking organizations with total assets of 5.0 billion or more, at an annual rate of approximately 13.4 basis points, beginning in 2024[154]. - The Company is subject to a business and occupation tax in Washington state at a rate of 1.75% of gross receipts for the Bank, and 1.50% for other subsidiaries with gross receipts less than 1.0million[207].ThetaxyearsstillopenforreviewbytheInternalRevenueServiceare2021through2024[202].FirstFinancialNorthwestissubjecttocomprehensiveregulationbytheFederalReserveundertheBankHoldingCompanyAct,requiringsemiannualreportsandcompliancewithvariousregulations[193].AsofthechangeeffectiveAugust30,2018,bankholdingcompanieswithlessthan1.0 million[207]. - The tax years still open for review by the Internal Revenue Service are 2021 through 2024[202]. - First Financial Northwest is subject to comprehensive regulation by the Federal Reserve under the Bank Holding Company Act, requiring semi-annual reports and compliance with various regulations[193]. - As of the change effective August 30, 2018, bank holding companies with less than 3 billion in consolidated assets, including First Financial Northwest, are generally no longer subject to the Federal Reserve's capital regulations[198]. - First Financial Northwest was considered "well capitalized" with a total risk-based capital ratio of 10.0% or more and a Tier 1 risk-based capital ratio of 8.0% or more at the time of the regulatory change[198]. - The Federal Reserve has a policy that a bank holding company must maintain an adequate capital position and should not pay cash dividends unless net income is sufficient to fund them[199]. Risk Management and Operational Challenges - The company employs asset and liability management strategies to mitigate interest rate risk, but unexpected rate changes could materially affect financial condition and results of operations[248]. - The implementation of the CECL model may introduce increased earnings volatility due to the forward-looking approach in estimating expected credit losses[260]. - Non-compliance with regulations such as the USA PATRIOT Act could result in fines or sanctions, adversely affecting the company’s financial condition and reputation[256]. - The company is exposed to risks related to its corporate bond portfolio, particularly from securities issued by other financial institutions, which could impact financial condition if market perception deteriorates[254]. - The company’s security measures may not be sufficient to prevent cyber-attacks, which could jeopardize confidential information and lead to significant reputational damage[261]. - The company’s risk management framework aims to balance risk and return, but inherent limitations may lead to unexpected losses if not effectively managed[257]. - The fair value of the company’s investment securities is susceptible to significant shifts due to factors beyond its control, potentially leading to credit losses[252]. - The company’s reliance on third-party vendors for data processing could expose it to operational risks, including system failures and security breaches[263]. - The company faces significant risks associated with the increasing adoption of Artificial Intelligence (AI), including model risk and cybersecurity threats[265]. - Operational risks may arise from potential system failures and over-reliance on AI, impacting critical functions like fraud detection and customer support[266]. - Effective data management and aggregation are crucial, as manual processes may lead to human error and limit the company's ability to manage risks[268]. - The prevalence of fraud and financial crimes has increased nationally, leading to potential financial losses and reputational damage for the company[270]. - The company relies on external vendors for key operations, exposing it to risks if vendors fail to meet contractual obligations[271]. - Effective liquidity management is essential, as an inability to raise funds could severely impact the company's operations and financial condition[272]. - The company may need to raise additional capital in the future, which could be challenging depending on market conditions and financial performance[273]. - The company is dependent on dividends from the Bank for its revenue, and any inability of the Bank to pay dividends could affect its financial obligations[276]. - Increasing scrutiny regarding environmental, social, and governance (ESG) practices may impose additional costs and risks on the company[277]. - The pending Global transaction poses uncertainties and contractual restrictions that could adversely affect the company's operations and relationships[279]. Market Position and Competition - The Bank's share of aggregate deposits in the Seattle-Tacoma-Bellevue metropolitan area is less than 1%, while the top five banks control 71% of the deposit market[141]. - The Bank's aggregate recorded loan balances for construction, land development, and land loans were 40.5% of regulatory capital as of December 31, 2024[175]. - Loans on commercial real estate were 300.8% of regulatory capital, indicating significant exposure[175]. - The Bank received $597,000 in dividends from the Federal Home Loan Bank during the year ended December 31, 2024[171]. - First Financial Northwest did not repurchase any of its outstanding common stock during the year ended December 31, 2024[201].