2020-10-28 16:00Financial Performance - Net profit attributable to shareholders of the parent company rose by 36.75% to CNY 8.95 billion year-to-date[4] - Operating revenue for the first nine months increased by 24.98% to CNY 25.74 billion compared to the same period last year[4] - Basic earnings per share increased by 40.58% to CNY 0.97[4] - The weighted average return on equity rose by 1.70 percentage points to 6.89%[4] - Net income from commission and fee income rose by 37.15% to 10,409,136,971 yuan, driven by growth in brokerage and investment banking services[13] Assets and Liabilities - Total assets increased by 23.96% to CNY 693.30 billion compared to the end of the previous year[4] - The company's settlement reserve increased by 52.99% year-over-year, reaching 17,741,519,731 yuan, attributed to an increase in customer deposits[12] - The lending funds rose by 31.20% to 94,580,069,167 yuan, driven by the growth in margin financing and securities lending business[12] - Derivative financial assets surged by 362.46% to 2,543,926,452 yuan, primarily due to changes in the fair value of derivative financial instruments[12] - The total short-term borrowings increased by 205.86% to 31,537,202,025 yuan, reflecting the company's operational needs[13] Cash Flow - Net cash flow from operating activities decreased by 117.48% to -CNY 4.62 billion year-to-date[4] - The company's net cash flow from operating activities decreased by 117.48%, resulting in -4,621,122,701 yuan, mainly due to a reduction in net funds from repurchase transactions[13] Shareholder Information - The total number of shareholders at the end of the reporting period was 156,778[7] - The largest shareholder, Shanghai State-owned Assets Management Co., held 21.34% of shares[6] - The number of convertible bond holders at the end of the reporting period was 4,971, with the top ten holders accounting for significant portions, including China Industrial Bank holding 597,576,000 yuan (8.55%) and China Securities Finance Corporation holding 321,498,000 yuan (4.60%)[11] Government Support and Incentives - Government subsidies recognized in the first nine months amounted to CNY 553.10 million, primarily from fiscal support funds[5] - Non-recurring gains and losses for the first nine months totaled CNY 6.32 million[5] - The company plans to implement an A-share restricted stock incentive plan, granting 79,300,000 shares at a price of 7.64 yuan per share to 440 incentive targets[17] Corporate Actions - International Group increased its holdings of the company's H-shares by 64,104,600 shares, with a plan to further increase its stake by up to 2% of the total issued share capital[16] - The company resolved competition issues with Shanghai Securities by reducing its stake from 51% to 24.99%, making Shanghai Securities a subsidiary[15]