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PowerUp Acquisition (PWUP) - 2023 Q4 - Annual Report

IPO and Financial Proceeds - The company completed its initial public offering on February 23, 2022, raising gross proceeds of 287.5millionfromthesaleof28,750,000unitsat287.5 million from the sale of 28,750,000 units at 10.00 per unit[23]. - A total of 294,687,500wasplacedinthetrustaccount,whichincludesproceedsfromtheinitialpublicofferingandprivateplacementwarrants[25].Thecompanyhasapproximately294,687,500 was placed in the trust account, which includes proceeds from the initial public offering and private placement warrants[25]. - The company has approximately 19.9 million available for a business combination as of December 31, 2023, assuming no redemptions[53]. - The company intends to complete its initial business combination using cash from the IPO proceeds, placement warrants, shares, debt, or a combination of these[55]. - The anticipated redemption price for public shareholders upon completion of the initial business combination is approximately 11.03perpublicshare[81].AsofMay18,2023,approximately26,946,271ClassAordinaryshareswereredeemedforcashataredemptionpriceofapproximately11.03 per public share[81]. - As of May 18, 2023, approximately 26,946,271 Class A ordinary shares were redeemed for cash at a redemption price of approximately 10.55 per share, totaling an aggregate redemption amount of approximately 284million[140].Thecompanymadeatrueuppaymentofapproximately284 million[140]. - The company made a true-up payment of approximately 0.02 per share to redeeming shareholders, amounting to a total of 632,968onAugust18,2023[140].Theanticipatedpershareredemptionamountuponliquidationis632,968 on August 18, 2023[140]. - The anticipated per-share redemption amount upon liquidation is 11.03, but this may be subject to claims from creditors[101]. - The company has no liquid assets outside the trust account as of December 31, 2023, to cover potential claims or expenses[100]. - The company has until May 23, 2024, to consummate an initial business combination, or it will cease operations and redeem public shares at a per-share price based on the trust account balance[97]. Business Combination and Strategy - The company must complete its initial business combination by May 23, 2024, or its existence will terminate, leading to the distribution of trust account funds[26]. - Shareholders approved an extension of the deadline for the initial business combination from May 23, 2023, to May 23, 2024, with approximately 26,946,271 Class A ordinary shares redeemed[28]. - The company entered into a merger agreement with Visiox Pharmaceuticals, intending to exchange all outstanding capital stock of Visiox for shares of the company[32]. - The company plans to migrate from the Cayman Islands to Delaware prior to the closing of the merger, with a one-for-one conversion of Class A and Class B shares[33]. - The management team possesses over 25 years of experience in capital raising, mergers, and acquisitions, led by Suren Ajjarapu[34]. - The company established acquisition criteria focusing on competitive position, management team capability, and potential for growth and value creation[36]. - The initial business combination must involve target businesses with an aggregate fair market value of at least 80% of the net assets held in the trust account[41]. - The company anticipates structuring the initial business combination to ensure post-combination ownership of at least 50% of the target's voting securities[42]. - The company will only complete an initial business combination in which it owns or acquires 50% or more of the outstanding voting securities of the target[62]. - The company must select a target business with an aggregate fair market value equal to at least 80% of the balance in the trust account at the time of signing a definitive agreement[59]. - The company intends to conduct a thorough due diligence review of prospective target businesses, including meetings with management and document reviews[64]. Regulatory and Compliance - The company is classified as an "emerging growth company," allowing it to take advantage of certain exemptions from reporting requirements[48]. - The company will remain an emerging growth company until it has total annual gross revenue of at least 1.07billionorthemarketvalueofitsClassAordinarysharesheldbynonaffiliatesequalsorexceeds1.07 billion or the market value of its Class A ordinary shares held by non-affiliates equals or exceeds 700 million[50]. - The company is also a "smaller reporting company," which allows it to provide only two years of audited financial statements[51]. - The company has not taken steps to secure third-party financing for its initial business combination, and there is no assurance that it will be available[53]. - The company may seek to raise additional funds through a private offering of debt or equity securities in connection with its initial business combination[57]. - The company is classified as an "emerging growth company" under the JOBS Act, allowing it to delay the adoption of new accounting standards[177]. - The company has registered its units, Class A ordinary shares, and warrants under the Exchange Act and is subject to periodic reporting requirements[111]. - The company has no current intention of suspending its reporting obligations under the Exchange Act prior to the consummation of its initial business combination[115]. Shareholder Rights and Redemption - Public shareholders are restricted from redeeming more than 15% of the shares sold in the initial public offering without prior consent[90]. - The redemption process will allow shareholders to redeem shares either through a general meeting or a tender offer[83]. - If a tender offer is conducted, it will remain open for at least 20 business days[86]. - The company expects that at the time of any shareholder vote, the sponsor and its permitted transferees will own approximately 20.0% of the issued and outstanding ordinary shares entitled to vote[88]. - The company will not redeem public shares if it would cause net tangible assets to fall below 5,000,001[82].Iftheinitialbusinesscombinationisnotcompleted,publicshareholderswhoelectedtoredeemtheirshareswillnotreceiveanyfundsfromthetrustaccount[96].Initialshareholdersandmanagementhavewaivedrightstoliquidatingdistributionsfromthetrustaccountforfounderandplacementsharesifthebusinesscombinationisnotcompletedbythedeadline[98].FinancialPerformanceandReportingAsofDecember31,2023,thecompanyreportedanetincomeof5,000,001[82]. - If the initial business combination is not completed, public shareholders who elected to redeem their shares will not receive any funds from the trust account[96]. - Initial shareholders and management have waived rights to liquidating distributions from the trust account for founder and placement shares if the business combination is not completed by the deadline[98]. Financial Performance and Reporting - As of December 31, 2023, the company reported a net income of 4,464,079, with operating expenses of 1,340,168andinterestincomeof1,340,168 and interest income of 5,813,213[146]. - The company had 19,901,169insecuritiesheldintheTrustAccountforaBusinessCombinationandaworkingcapitaldeficitof19,901,169 in securities held in the Trust Account for a Business Combination and a working capital deficit of 322,105 as of December 31, 2023[151]. - For the year ended December 31, 2023, net cash used in operating activities was 653,107,whilenetcashprovidedbyinvestingactivitieswas653,107, while net cash provided by investing activities was 284,916,127[149]. - The company has no off-balance sheet financing arrangements as of December 31, 2023[167]. - The company recorded 8,966ofinterestexpenserelatedtotheamortizationofthedebtdiscountfortheyearendedDecember31,2023[161].Thecompanyhasnolongtermdebtorcapitalleaseobligations,onlyamonthlyfeeof8,966 of interest expense related to the amortization of the debt discount for the year ended December 31, 2023[161]. - The company has no long-term debt or capital lease obligations, only a monthly fee of 10,000 for office space and administrative support[174]. Governance and Management - The board of directors consists of five members, with three being independent directors as defined by Nasdaq standards[202]. - Michael L. Peterson serves as the chairman of the audit committee, which is comprised solely of independent directors[206]. - The audit committee is responsible for overseeing the integrity of financial statements and compliance with legal and regulatory requirements[208]. - The company is classified as a "controlled company" until the completion of its initial business combination, meaning only holders of founder shares can vote on director appointments[204]. - The company intends to comply with Nasdaq corporate governance requirements despite its controlled company status[204]. - The company has established an audit committee charter detailing the principal functions of the audit committee, including the appointment and oversight of independent auditors[207]. - The independent directors will hold regularly scheduled meetings to discuss matters without the presence of non-independent directors[203]. - The company has no standing nominating committee but allows independent directors to recommend nominees for the board[207]. - The audit committee is required to pre-approve all audit and non-audit services provided by independent auditors[208]. - The company has a commitment to maintaining financial literacy among its audit committee members, with Michael L. Peterson qualifying as an "audit committee financial expert"[206]. - The company has established a compensation committee composed entirely of independent directors, as required by Nasdaq listing standards[212]. - The compensation committee is responsible for reviewing and approving the corporate goals and objectives relevant to the Chief Executive Officer's compensation[212]. - The company has adopted a code of ethics applicable to directors, officers, and employees, which is available for review[216]. - An insider trading policy has been adopted, requiring insiders to refrain from purchasing shares during blackout periods and to clear all trades with legal counsel[217]. - The company believes that all reports applicable to executive officers, directors, and greater than 10% beneficial owners were filed in a timely manner according to Section 16(a) of the Exchange Act[218]. - The audit committee will review all payments made to the Sponsor, Original Sponsor, officers, directors, or their affiliates on a quarterly basis[219].