Investment Portfolio - As of September 30, 2025, the fair value of the Company's investment portfolio was approximately $260.5 million[245] - The total fair value of the investment portfolio as of September 30, 2025, was approximately $260.5 million, a slight decrease from $260.9 million as of December 31, 2024[256] - As of September 30, 2025, the company had investments in debt securities or loans to 19 portfolio companies, with a fair value of approximately $142.0 million[262] - The fair value of senior secured notes was $142.0 million, representing 54.5% of the total portfolio as of September 30, 2025[265] - The company’s CLO equity investments increased to approximately $113.2 million as of September 30, 2025, from $104.6 million as of December 31, 2024[265] Investment Strategy - The investment strategy includes seeking attractive risk-adjusted total returns primarily through corporate debt securities and CLOs[236] - The Company generally expects to invest between $5 million and $25 million in each portfolio company[238] Debt Investments - The weighted average annualized yield on debt investments was approximately 14.60% as of September 30, 2025[239] - Debt investments had stated interest rates ranging from 6.91% to 12.75% with maturity dates between 2 and 94 months[239] - The weighted average yield on debt investments was approximately 14.60% as of September 30, 2025, compared to 14.50% in 2024[278] - The weighted average stated interest rate on all of the company's debt outstanding as of September 30, 2025, was 6.58%[305] Financial Performance - Total investment income for the three months ended September 30, 2025, was approximately $10.2 million, a decrease of 1.0% from $10.3 million for the same period in 2024[274] - For the nine months ended September 30, 2025, total investment income was approximately $29.9 million, down 7.9% from $32.5 million in 2024[276] - Interest income for the three months ended September 30, 2025, was approximately $5.2 million, a decrease of 15.7% from $6.1 million in 2024[274] - Net investment income for the three months ended September 30, 2025, was approximately $5.6 million, down 9.7% from $6.2 million in 2024[294] - The net decrease in net assets resulting from operations for the three months ended September 30, 2025, was approximately $2.1 million, compared to a decrease of $0.9 million in 2024[296] - For the nine months ended September 30, 2025, the company recognized net realized losses on investments of approximately $14.5 million[292] - The company reported net realized losses on investments of approximately $14.5 million for the nine months ended September 30, 2025, compared to $96.2 million for the year ended December 31, 2024[258] Cash and Capital Management - As of September 30, 2025, cash and cash equivalents were approximately $50.8 million, an increase from approximately $34.9 million as of December 31, 2024[299] - For the nine months ended September 30, 2025, net cash used in operating activities was approximately $15.6 million, reflecting purchases of investments of approximately $86.2 million[299] - The company raised approximately $27.4 million from the issuance of common stock through its ATM program during the nine months ended September 30, 2025[302] - The total amount of capital raised net of underwriting fees and offering costs was approximately $26.9 million during the nine months ended September 30, 2025[302] Debt Obligations and Risks - The company has contractual obligations of $155.3 million, with $80.5 million due within one year and $74.8 million due in 1-3 years[300] - The company is exposed to leverage risks due to borrowing funds for investments, which may magnify potential gains and losses[241] - The company is subject to financial market risks, including changes in interest rates, which can affect net interest income and investment portfolio value[326] - A hypothetical increase of 300 basis points in base rates could lead to a 13.2% increase in net investment income[329] Regulatory and Compliance - The Company operates as a closed-end management investment company and is regulated as a business development company (BDC)[236] - The company is required to distribute at least 90% of its ordinary income and short-term capital gains to avoid corporate level tax[309] - The investment advisory agreement is with Oxford Square Management, which is controlled by Oxford Funds[315] - The company has implemented policies to screen transactions for potential conflicts of interest with related parties[321] - The company has adopted a Code of Business Conduct and Ethics to avoid conflicts of interest among its officers and directors[322] - The allocation policy for investment opportunities among affiliated entities is based on various factors, including cash availability and investment size[318] - The company has applied for a new exemptive relief order to allow for negotiated co-investment transactions alongside certain regulated funds[320] Distributions and Shareholder Actions - Total distributions for fiscal 2024 are projected at $0.42 per share, with a total of $0.105 per share declared for each quarter[324] - The company has authorized a share repurchase program allowing for the repurchase of up to $25.0 million of common stock over a 12-month period starting October 30, 2025[324] Operating Expenses - Operating expenses for the three months ended September 30, 2025, increased to approximately $4.7 million, up 11.9% from $4.2 million in 2024[280] - The principal value of income-producing debt investments decreased to approximately $180.6 million as of September 30, 2025, from $209.6 million in 2024[278]

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ⌧ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ◻ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37478 NATERA, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 01-0894487 (State or O ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 28, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from______to______ Commission file number 001-41069 SWEETGREEN, INC. (Exact name of registrant as specified in its charter) Delaware 27-11592 ...

Market Demand and Growth - AEye anticipates significant growth in demand for its Intelligent Sensing Platform across Automotive and Non-Automotive markets, with a focus on advanced driver-assistance systems and autonomous driving [100]. - The partnership with LITEON aims to produce up to 60,000 units annually for the Apollo product, reflecting a strategic move to meet increasing customer demand [102]. - AEye's collaboration with Accelight Technologies and LighTekton provides access to a potential $2.5 billion market opportunity in China [103]. - The integration of AEye's lidar technology into Nvidia's DRIVE AGX Orin platform is expected to enhance engagement with global automotive OEMs and Tier 1 suppliers [105]. - AEye has seen renewed interest in Apollo from Non-Automotive customers, indicating potential for shorter cycle times and gradual revenue contributions [116]. - The company emphasizes the importance of maintaining technology leadership and responding to evolving customer requirements to secure its market position [113]. Financial Performance - Revenue decreased by $54, or 52%, to $50 for the three months ended September 30, 2025, compared to $104 for the same period in 2024 [126]. - Total revenue decreased by $20, or 13%, to $136 for the nine months ended September 30, 2025, from $156 for the same period in 2024 [138]. - Net loss increased by $624, or 7%, to $9,330 for the three months ended September 30, 2025, from $8,706 for the same period in 2024 [136]. - Net loss decreased by $296, or 1%, to $26,616 for the nine months ended September 30, 2025, from $26,912 for the same period in 2024 [147]. Cost and Expenses - Cost of revenue decreased by $203, or 66%, to $103 for the three months ended September 30, 2025, from $306 for the same period in 2024 [128]. - Cost of revenue decreased by $422, or 58%, to $307 for the nine months ended September 30, 2025, from $729 for the same period in 2024 [139]. - Research and development expenses decreased by $706, or 19%, to $3,061 for the three months ended September 30, 2025, from $3,767 for the same period in 2024 [129]. - Sales and marketing expenses increased by $557, to $631 for the three months ended September 30, 2025, from $74 for the same period in 2024 [130]. Capital and Financing - The company has raised up to $200,000 in capital through a Shelf Registration effective September 26, 2023, with limitations under "baby shelf" rules [151]. - On May 29, 2024, the company completed a Registered Direct Offering, issuing 727,706 shares at a price of $3.448, generating gross proceeds of approximately $2,509 [153]. - The company entered into a Stock Purchase Agreement with New Circle, allowing the sale of up to $50,000 of common stock, with 8,980,713 shares issued for gross proceeds of $27,754 as of September 30, 2025 [154]. - The company has raised additional capital of $9,768 through the sale of 3,164,545 shares under the A.G.P. Agreement after September 30, 2025 [155]. Cash Flow and Liquidity - For the nine months ended September 30, 2025, net cash used in operating activities was $20,247, while net cash provided by financing activities was $82,183 [160][165]. - The company had cash, cash equivalents, and marketable securities totaling $84,333 as of September 30, 2025, indicating a focus on capital preservation and liquidity [174]. Risks and Future Outlook - The company has not engaged in foreign currency exchange hedging activities and does not expect to do so in the foreseeable future, exposing it to potential exchange rate risks [177]. - The company expects to continue needing additional capital resources to fund operations, as expenses are anticipated to exceed operating income [159].

(Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2025 OR UNITED STATES SECURITIES AND EXCHANGE COMMISSION ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Washington, D.C. 20549 FORM 10-Q (State or other jurisdiction of incorporation or organization) Prosperity Bank Plaza 4295 San Felipe, Houston, Texas 77027 (Address of principal executive offices) (Zip Code) TEXAS 74-2 ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-42521 ARTIUS II ACQUISITION INC. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 98-1802901 (State or other jurisdi ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarter ended September 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-42521 ARTIUS II ACQUISITION INC. (Exact Name of Registrant as Specified in Its Charter) Cayman Islands 98-1802901 (State or other jurisdi ...

Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among AQUARIAN HOLDINGS VI L.P., AQUARIAN BEACON MERGER SUB INC., AQUARIAN HOLDINGS LLC (solely for purposes of Section 5.7, Section 6.18, Section 6.19 and Section 9.13) and BRIGHTHOUSE FINANCIAL, INC. Dated as of November 6, 2025 Article I DEFINITIONS 2 Article II THE MERGER 21 Article III EXCHANGE OF SHARES 26 Article IV REPRESENTATIONS AND WARRANTIES OF THE COMPANY 28 i Page Section 1.1 Definitions 2 Section 1.2 Other Definitional and Inte ...

by and among Exhibit 2.1 AQUARIAN HOLDINGS LLC (solely for purposes of Section 5.7, Section 6.18, Section 6.19 and Section 9.13) EXECUTION VERSION and AGREEMENT AND PLAN OF MERGER BRIGHTHOUSE FINANCIAL, INC. AQUARIAN HOLDINGS VI L.P., AQUARIAN BEACON MERGER SUB INC., Dated as of November 6, 2025 Article I DEFINITIONS 2 Article II THE MERGER 21 Article III EXCHANGE OF SHARES 26 Article IV REPRESENTATIONS AND WARRANTIES OF THE COMPANY 28 i Page Section 1.1 Definitions 2 Section 1.2 Other Definitional and Inte ...

Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among AQUARIAN HOLDINGS VI L.P., AQUARIAN BEACON MERGER SUB INC., AQUARIAN HOLDINGS LLC (solely for purposes of Section 5.7, Section 6.18, Section 6.19 and Section 9.13) and BRIGHTHOUSE FINANCIAL, INC. Dated as of November 6, 2025 Article I DEFINITIONS 2 Article II THE MERGER 21 Section 2.1 The Merger 21 Section 2.2 Closing 21 Section 2.3 Certificate of Incorporation and Bylaws of the Surviving Corporation 21 Section 2.4 Directors and Officer ...