NewtekOne(NEWT) - 2025 Q2 - Quarterly Results

FORM 8-K Filing Information This section details the Form 8-K filing, covering company specifics, forward-looking statements, dividend declaration, and accompanying exhibits Company and Filing Details This section outlines NewtekOne, Inc.'s identification, jurisdiction, and registered securities on the Nasdaq Global Market LLC - The filing is a Current Report on Form 8-K, dated September 29, 2025, for NewtekOne, Inc., a Maryland corporation[1][2] Registered Securities on Nasdaq Global Market LLC | Title of each class | Trading Symbol(s) | Name of each exchange on which registered | | :--------------------------------------------------------------------------------------------------------------------------------------------- | :---------------- | :---------------------------------------- | | Common Stock, par value $0.02 per share | NEWT | Nasdaq Global Market LLC | | 5.50% Notes due 2026 | NEWTZ | Nasdaq Global Market LLC | | 8.00% Notes due 2028 | NEWTI | Nasdaq Global Market LLC | | 8.50% Notes due 2029 | NEWTG | Nasdaq Global Market LLC | | 8.625% Notes due 2029 | NEWTH | Nasdaq Global Market LLC | | Depositary Shares, each representing a 1/40th interest in a share of 8.500% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series B | NEWTP | Nasdaq Global Market LLC | Forward-Looking Statements This section disclaims forward-looking statements, noting their inherent risks and the company's non-obligation to update them - Statements in the Form 8-K and its Exhibit contain forward-looking statements subject to significant risks and uncertainties, with actual results potentially differing materially from expectations[6] - NewtekOne does not undertake to update forward-looking statements to reflect the impact of circumstances or events arising after their initial making[6] Item 2.02. Results of Operations and Financial Condition This section details NewtekOne, Inc.'s declaration of a dividend on Series B Preferred Shares via a press release, furnished as Exhibit 99.1 - On September 29, 2025, NewtekOne, Inc. issued a press release titled 'NewtekOne, Inc. Declares Dividend on Series B Preferred Shares'[7] - The Press Release is furnished as Exhibit 99.1 to this Current Report on Form 8-K[7] - The information in this report and Exhibit 99.1 is not deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934, nor is it incorporated by reference into any registration statement unless expressly set forth[7] Item 9.01 Financial Statement and Exhibits This section enumerates the exhibits accompanying the Form 8-K filing, including the dividend press release and interactive data file Form 8-K Exhibits | Exhibit Number | Description | | :------------- | :-------------------------------------------- | | 99.1 | NewtekOne, Inc. Press Release dated September 29, 2025 | | 104 | Cover Page Interactive Data File | Signatures This section confirms the official signing of the report by NewtekOne, Inc.'s Chief Executive Officer, President, and Chairman of the Board - The report was signed on September 29, 2025, by Barry Sloane, Chief Executive Officer, President, and Chairman of the Board of NEWTEKONE, INC[11][12][13]