Syntec Optics (US:OPTX)2025-10-06 10:58Filing Information This section provides essential identification details for the registrant, SYNTEC OPTICS HOLDINGS, INC., and specifics of the Form 8-K filing, including its jurisdiction, address, and report dates Registrant and Filing Details This section provides the core identification details for the registrant, SYNTEC OPTICS HOLDINGS, INC., and the specifics of the Form 8-K filing, including its jurisdiction, address, and the date of the report - The registrant is SYNTEC OPTICS HOLDINGS, INC., incorporated in Delaware, with principal executive offices at 515 Lee Rd., Rochester, NY 1460612 - The Form 8-K report date is October 6, 2025, with the earliest event reported on October 3, 20251 Securities Information This part details the securities registered by SYNTEC OPTICS HOLDINGS, INC. under Section 12(b) of the Securities Exchange Act of 1934, including their trading symbols and the exchange on which they are registered Securities Registered Under Section 12(b) | Title of Each Class | Trading Symbol(s) | Name of Each Exchange on Which Registered | | :------------------ | :---------------- | :---------------------------------------- | | Common stock, par value $0.0001 per share | OPTX | The Nasdaq Capital Market | | Redeemable warrants, exercisable for common stock at an exercise price of $11.50 per share, subject to adjustment | OPTXW | The Nasdaq Capital Market | Emerging Growth Company Status The company has indicated its status as an 'emerging growth company' as defined by relevant SEC rules - SYNTEC OPTICS HOLDINGS, INC. is designated as an 'Emerging growth company'3 Item 2.02 Results of Operations and Financial Condition This section details the company's announcement of financial results for specific quarters and the full year through a press release Financial Results Announcement SYNTEC OPTICS HOLDINGS, INC. announced its financial results for the fourth quarter and full year ended December 31, 2024, and the first and second quarters of 2025, through a press release - On October 6, 2025, the Company issued a press release announcing financial results for Q4 2024, Q1 2025, and Q2 20254 - The press release is attached as Exhibit 99.1 and is furnished under Item 2.02, not deemed 'filed' for Section 18 purposes unless specifically referenced45 Item 9.01 Financial Statement and Exhibits This section provides a comprehensive list of all documents filed as exhibits to the Form 8-K, including the financial results press release and interactive data Exhibits List This section lists the documents filed as exhibits to the Form 8-K, including the press release detailing financial results and the interactive data file Exhibits Filed | Exhibit Number | Description | | :------------- | :---------- | | 99.1 | Press release dated October 6, 2025 | | 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | Signatures This section confirms the official signing of the report by the registrant's authorized officer, validating its submission Report Signatures The report is officially signed by the registrant's authorized officer, confirming its submission in accordance with the Securities Exchange Act of 1934 - The report was signed on behalf of SYNTEC OPTICS HOLDINGS, INC. by Al Kapoor, Chief Executive Officer, on October 6, 202589