Great Elm Capital (GECC) - 2025 Q3 - Quarterly Results

Filing Information This section details the registrant's corporate information and lists its various classes of securities registered on the Nasdaq Global Market Registrant and Securities Details This section provides the general filing information for Great Elm Capital Corp.'s Form 8-K, detailing the registrant's corporate information and listing its various classes of securities registered on the Nasdaq Global Market - Great Elm Capital Corp. is the registrant[1] - Jurisdiction of incorporation is Maryland[1] - The registrant is not an emerging growth company[3] Securities Registered on Nasdaq Global Market | Title of each class | Trading Symbol(s) | Name of each exchange on which registered | | :------------------ | :---------------- | :---------------------------------------- | | Common stock, $0.01 par value | GECC | Nasdaq Global Market | | 5.875% Notes due 2026 | GECCO | Nasdaq Global Market | | 8.50% Notes due 2029 | GECCI | Nasdaq Global Market | | 8.125% Notes due 2029 | GECCH | Nasdaq Global Market | | 7.75% Notes due 2030 | GECCG | Nasdaq Global Market | Item 2.02 Results of Operations and Financial Condition This item reports the issuance of a press release containing preliminary unaudited financial information for the quarter ended September 30, 2025 Preliminary Financial Information Great Elm Capital Corp. announced the issuance of a press release on October 7, 2025, which includes selected preliminary and unaudited financial information for the quarter ended September 30, 2025 - Great Elm Capital Corp. issued a press release on October 7, 2025[4] - The press release contained selected preliminary and unaudited financial information[4] - Financial information covers the quarter ended September 30, 2025[4] - The press release is furnished as Exhibit 99.1[4] Item 8.01 Other Events This item formally incorporates by reference the preliminary financial information and results of operations discussed in Item 2.02 Cross-Reference to Financial Information This section formally incorporates by reference the preliminary financial information and results of operations discussed in Item 2.02 of this report - Information from Item 2.02 is incorporated by reference into Item 8.01[5] Item 9.01 Financial Statements and Exhibits This item lists the exhibits furnished with the Form 8-K, including the press release and inline XBRL cover page List of Exhibits This section provides a list of exhibits furnished with the Form 8-K, including the press release containing preliminary financial information and the inline XBRL formatted cover page Exhibits Furnished | Exhibit Number | Description | | :------------- | :------------------------------------------------ | | 99.1 | Press Release, dated October 7, 2025 | | 104 | The cover page of this Current Report on Form 8-K, formatted as inline XBRL | - The listed exhibits are furnished with the report but are not deemed filed[7] Signatures This section confirms the official signing and authorization of the report by the Chief Financial Officer, in compliance with the Securities Exchange Act of 1934 Authorization and Filing The report was officially signed on October 7, 2025, by Keri A. Davis, Chief Financial Officer of Great Elm Capital Corp., confirming its due authorization and compliance with the Securities Exchange Act of 1934 - The report was signed on behalf of Great Elm Capital Corp. on October 7, 2025[10][11] - Signed by Keri A. Davis, Chief Financial Officer[11] - The signing is pursuant to the requirements of the Securities Exchange Act of 1934[9]