Capital Southwest(CSWC) - 2026 Q2 - Quarterly Results

FORM 8-K Filing Details This section outlines fundamental Form 8-K filing information, including registrant details and report date Registrant and Filing Information This section provides the foundational details of the Form 8-K filing, identifying Capital Southwest Corporation as the registrant, its incorporation state, address, and the date of the report - Registrant: CAPITAL SOUTHWEST CORPORATION[1] - Date of report (Date of earliest event reported): October 15, 2025[1] - Jurisdiction of Incorporation: Texas[1] Securities Information This part details the securities registered by the company, specifically its Common Stock, and confirms its status regarding emerging growth company provisions Registered Securities | Title of Each Class | Trading Symbol(s) | Name of Each Exchange on Which Registered | | :------------------ | :---------------- | :---------------------------------------- | | Common Stock, $0.25 par value per share | CSWC | The Nasdaq Global Select Market | - The registrant is not an emerging growth company[3] Item 2.02 Results of Operations and Financial Condition This section details the announcement of preliminary financial results for the fiscal quarter ended September 30, 2025 Announcement of Preliminary Financial Results Capital Southwest Corporation announced preliminary estimates for its financial condition and results of operations for the fiscal quarter ended September 30, 2025, through a press release issued on October 15, 2025, which is incorporated by reference - On October 15, 2025, Capital Southwest Corporation issued a press release announcing certain preliminary estimates of its financial condition and results of operations[4] - The preliminary estimates are for the fiscal quarter ended September 30, 2025[4] - A copy of the press release is attached as Exhibit 99.1 and is incorporated herein by reference[4] Item 9.01 Financial Statements and Exhibits This section lists all exhibits accompanying the Form 8-K filing, including the press release and interactive data file Exhibits Filed This section lists the exhibits included with the Form 8-K filing, which primarily consist of the press release detailing the preliminary financial results and the interactive data file List of Exhibits | Exhibit No. | Description | | :------------ | :---------------------------------------------------------- | | 99.1 | Press Release issued by Capital Southwest Corporation on October 15, 2025 | | 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | SIGNATURES This section confirms the official signing and authorization of the Form 8-K report by the designated officer Authorization and Signatory The report confirms that it was duly signed on behalf of the registrant by an authorized officer, Michael S. Sarner, President and Chief Executive Officer, on October 15, 2025 - The report was signed on October 15, 2025[9] - Signed by Michael S. Sarner, President and Chief Executive Officer[9]