SEC Filing Information HSBC Holdings plc filed a Form 6-K on March 31, 2023, as a foreign private issuer under Form 20-F Filing Details HSBC Holdings plc filed a Form 6-K on March 31, 2023, as a foreign private issuer under Form 20-F - Filing Type: Form 6-K1 - Annual Report Form: Form 20-F2 - Filing Date: 31 March 20234 Publication Announcement HSBC Holdings plc announced the publication of its FCA-approved Base Prospectus and Registration Document Documents Published HSBC Holdings plc announced the publication of its FCA-approved Base Prospectus and Registration Document - Documents Published:5 * Base Prospectus dated 31 March 2023 for the HSBC Holdings plc Debt Issuance Programme * Registration Document dated 31 March 2023 in respect of HSBC Holdings plc - Approval Authority: Financial Conduct Authority5 Access and Contact Information Published documents are available on HSBC's investor relations website and National Storage Mechanism - Access URLs:5 * HSBC Investor Relations: http://www.hsbc.com/investors/fixed-income-investors/issuance-programmes * National Storage Mechanism: https://data.fca.org.uk//nsm/nationalstoragemechanism - Investor Enquiries:6 * Contact: Greg Case * Phone: +44 (0) 20 7992 3825 * Email: investorrelations@hsbc.com - Media Enquiries:6 * Contact: Gillian James * Phone: +44 (0) 20 7992 0516 * Email: gillian.james@hsbc.com Company Overview HSBC Holdings plc is a London-headquartered global banking and financial services organization with significant global assets About HSBC Holdings plc HSBC Holdings plc is a London-headquartered global banking and financial services organization with significant global assets - Headquarters: London7 - Global Presence: Serves customers worldwide from offices in 62 countries and territories across Europe, Asia, North America, Latin America, the Middle East and North Africa7 HSBC Holdings plc Key Financial Metric | Metric | Value | | :----- | :---- | | Assets (as of 31 Dec 2022) | US$2,967bn | Important Disclaimers and Restrictions The Base Prospectus is subject to strict distribution and transfer restrictions, primarily for non-U.S. persons or QIBs Intended Addressees and Distribution Restrictions The Base Prospectus has strict distribution and transfer restrictions for non-U.S. persons or QIBs - Distribution Restrictions: May not be forwarded or distributed other than as provided and may not be reproduced in any manner whatsoever9 - Target Audience (Outside US): Persons that are not U.S. Persons as defined in, and in reliance on, Regulation S under the U.S. Securities Act of 193391012 - Target Audience (Within US): Qualified Institutional Buyers (QIBs) in accordance with Rule 144A under the Securities Act91012 - Legal Status: Nothing in this electronic publication constitutes an offer of securities for sale in any jurisdiction where it is unlawful to do so10 Securities Act Compliance Notes under the Debt Issuance Programme are unregistered, with transfers restricted to QIBs or non-U.S. persons - Registration Status: Any notes issued or to be issued pursuant to the Base Prospectus have not been, and will not be, registered under the Securities Act or the securities laws of any state of the United States or any other jurisdiction10 - Transfer Restrictions: May not be offered, sold, pledged or otherwise transferred except (1) in accordance with Rule 144A to QIBs or (2) in an offshore transaction to a person that is not a U.S. Person in accordance with Regulation S10 - Viewer Representation: By accessing the Base Prospectus, viewers are deemed to have represented that they and any customers they represent are not a U.S. person or that they are a QIB12 Electronic Publication Disclaimer HSBC Holdings plc disclaims liability for electronic transmission alterations of the Base Prospectus - Disclaimer: None of HSBC Holdings plc, its advisers, or affiliates accepts any liability or responsibility whatsoever in respect of any difference between the Base Prospectus made available in electronic format and the original version15 - Risk: Documents transmitted via electronic medium may be altered or changed during the process of electronic transmission15 Signature Aileen Taylor, Group Company Secretary, signed the report on March 31, 2023, per the Securities Exchange Act of 1934 Authorized Signatory Aileen Taylor, Group Company Secretary, signed the report on March 31, 2023, per the Securities Exchange Act of 1934 - Signatory: Aileen Taylor18 - Title: Group Company Secretary and Chief Governance Officer18 - Date: 31 March 202318 - Authority: Pursuant to the requirements of the Securities Exchange Act of 193417
HSBC HOLDINGS(HSBC) - 2023 Q1 - Quarterly Report