云涌科技(688060) - 2021 Q3 - 季度财报

Report Overview Important Notice The board, supervisory board, and senior management guarantee report truthfulness and completeness; financial statements are unaudited - The company's board of directors, supervisory board, directors, supervisors, and senior management guarantee the truthfulness, accuracy, and completeness of the quarterly report content, free from false records, misleading statements, or major omissions, and assume individual and joint legal responsibility[2] - The company's principal officer, head of accounting, and head of the accounting department (accounting manager) guarantee the truthfulness, accuracy, and completeness of the financial statement information in the quarterly report[3] - The third-quarter financial statements are unaudited[4] Key Financial Data Key Accounting Data and Financial Indicators Operating revenue and net profit increased this quarter, but year-to-date net profit and operating cash flow declined, with R&D investment surging Key Accounting Data and Financial Indicators (Q3 2021 and Year-to-Date) | Item | Current Period (RMB) | YoY Change in Current Period (%) | Year-to-Date (RMB) | YoY Change Year-to-Date (%) | | :--- | :--- | :--- | :--- | :--- | | Operating Revenue | 43,495,816.55 | 1.4007 | 146,617,659.20 | 1.2432 | | Net Profit Attributable to Shareholders of Listed Company | 16,207,402.66 | 120.0436 | 32,734,639.53 | -22.2325 | | Net Profit Attributable to Shareholders of Listed Company (Excluding Non-Recurring Gains/Losses) | 9,863,358.67 | 44.0563 | 26,235,684.26 | -21.8806 | | Net Cash Flow from Operating Activities | N/A | N/A | -66,744,710.16 | -1,138.0275 | | Basic Earnings Per Share (RMB/share) | 0.2701 | 120.0436 | 0.5456 | -37.3540 | | Total R&D Investment | 12,770,136.10 | 189.5013 | 32,728,910.15 | 174.4388 | | R&D Investment as % of Operating Revenue (%) | 29.3595 | Increased by 19.0760 percentage points | 22.3226 | Increased by 14.0876 percentage points | | Total Assets (End of Current Period) | 982,796,616.98 | 0.3087 (vs. end of prior year) | | | | Total Equity Attributable to Shareholders of Listed Company (End of Current Period) | 935,714,892.42 | 1.9294 (vs. end of prior year) | | | Non-Recurring Gains and Losses Items and Amounts Non-recurring gains and losses primarily stemmed from government grants and fair value changes in financial assets, totaling RMB 6,344,043.99, with software VAT refunds classified as recurring Non-Recurring Gains and Losses Items and Amounts (Q3 2021 and Year-to-Date) | Item | Current Period Amount (RMB) | Year-to-Date Amount (RMB) | Description | | :--- | :--- | :--- | :--- | | Government grants recognized in current profit/loss | 6,729,233.44 | 6,864,845.56 | Listing subsidies, municipal major scientific and technological achievement transformation project subsidies, provincial Department of Industry and Information Technology new identified technologies, new products, provincial key promotion and application of new technologies, new product subsidies | | Fair value changes and investment income from transactional financial assets and liabilities | 759,347.52 | 810,863.00 | | | Less: Income tax impact | 1,124,018.99 | 1,151,356.28 | | | Impact on minority interests (after tax) | 20,517.83 | 20,517.83 | | | Total | 6,344,043.99 | 6,498,955.27 | | - Software VAT refunds (RMB 3,991,815.21) were classified as recurring gains and losses[10] Changes and Reasons for Key Accounting Data and Financial Indicators Current period net profit and non-recurring net profit growth were driven by increased revenue, government grants, and investment income, while year-to-date operating cash flow and EPS declined due to higher raw material payments and increased R&D and share-based payment expenses - Net profit attributable to shareholders of the listed company for the current period increased by 120.0436% year-on-year, primarily due to increased operating revenue, government grants, and investment income[10][11] - Net cash flow from operating activities from the beginning of the year to the end of the reporting period decreased by 1,138.0275% year-on-year, mainly due to increased cash payments for raw material reserves[10] - Basic earnings per share (RMB/share) from the beginning of the year to the end of the reporting period decreased by 37.3540% year-on-year, primarily due to increased R&D investment, higher R&D expenses, and increased share-based payment expenses from equity incentive programs[10] - Total R&D investment from the beginning of the year to the end of the reporting period increased by 174.4388% year-on-year, and by 189.5013% in the current period, mainly due to increased R&D investment and expenses[11] Shareholder Information Total Number of Common Shareholders and Top Ten Shareholders' Holdings As of the reporting period end, the company had 6,790 common shareholders, with top shareholders Gao Nan and Jiao Fuwei acting in concert, holding 33.75% and 22.50% respectively, both with restricted shares - As of the end of the reporting period, the total number of common shareholders was 6,790, with no preferred shareholders whose voting rights have been restored[13] Top 10 Shareholders' Holdings | Shareholder Name | Shareholder Nature | Number of Shares Held (shares) | Shareholding Ratio (%) | Number of Restricted Shares Held (shares) | | :--- | :--- | :--- | :--- | :--- | | Gao Nan | Domestic Natural Person | 20,250,000 | 33.75 | 20,250,000 | | Jiao Fuwei | Domestic Natural Person | 13,500,000 | 22.50 | 13,5