AGBA (AGBA) - 2023 Q4 - Annual Results

Filing Information This section details the registrant's identification, securities, and emerging growth company status Registrant Details This section provides the basic identification details of the registrant, AGBA Group Holding Limited, including its jurisdiction, commission file number, principal executive offices, and trading symbols on NASDAQ Capital Market - Registrant: AGBA GROUP HOLDING LIMITED, incorporated in British Virgin Islands[1] Securities Registered | Title of each class | Trading Symbol(s) | Name of each exchange on which registered | | :------------------ | :---------------- | :---------------------------------------- | | Ordinary Shares, $0.001 par value | AGBA | NASDAQ Capital Market | | Warrants, each warrant exercisable for one-half of one Ordinary Share for $11.50 per full share | AGBAW | NASDAQ Capital Market | - AGBA Group Holding Limited is an emerging growth company[2] Item 2.02 Results of Operations and Financial Condition This section details the announcement of AGBA Group Holding Limited's Q4 2023 financial results via press release and investor presentation Q4 2023 Financial Results Announcement AGBA Group Holding Limited announced its financial results for the fourth quarter ended December 31, 2023, through a press release and an investor presentation issued on March 28, 2024 - AGBA Group Holding Limited issued a press release and an investor presentation on March 28, 2024, regarding financial results for the fourth quarter ended December 31, 2023[3] - The press release (Exhibit 99.1) and investor presentation (Exhibit 99.2) are incorporated by reference but are not deemed 'filed' for Section 18 of the Exchange Act[3] Item 9.01 Financial Statements and Exhibits This section enumerates the exhibits accompanying the Form 8-K, including the Q4 2023 financial results press release and investor presentation Exhibits Filed This section lists the exhibits furnished with the Form 8-K, which include the press release and investor presentation detailing the Q4 2023 financial results, along with the interactive data file Exhibits to Form 8-K | Exhibit No. | Exhibit Description | | :------------ | :------------------------------------------------------------------------------------------------ | | 99.1 | Press release dated March 28, 2024 | | 99.2 | Investor Presentation dated March 28, 2024 | | 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | Signature This section confirms the report's official signing by the Acting Group Chief Financial Officer on March 28, 2024 Authorized Signature The report was duly signed on behalf of AGBA Group Holding Limited by Shu Pei Huang, Desmond, the Acting Group Chief Financial Officer, on March 28, 2024 - The report was signed by Shu Pei Huang, Desmond, Acting Group Chief Financial Officer[7] - Date of signature: March 28, 2024[7]