HTSC(601688) 中国经济网·2025-01-01 02:52Industry Culture and Ethics - The securities industry emphasizes "compliance" and "integrity" as core cultural values [1] - Integrity is the cornerstone of market operation and is crucial for maintaining market order and investor confidence [3] - The industry promotes the construction of a clean and honest culture, integrating supervision, prevention, and self-discipline to deepen integrity culture [2] Corporate Governance and Internal Control - Companies should establish a sound management mechanism for clean practices and clarify responsibilities for directors, supervisors, and management in fostering a clean culture [5][6] - Internal supervision mechanisms and checks and balances are essential to ensure effective operation and accountability in clean culture construction [16] - A comprehensive supervision framework should be built by coordinating internal and external oversight forces to form a regular supervision mechanism [8] Education and Awareness - Clean culture education should be integrated into employee training, combining theory and practice to enhance the integrity awareness and risk prevention capabilities of employees [9][17] - Companies should use diverse educational methods, such as case analysis and warning education, to strengthen employees' integrity and discipline awareness [17] - Compliance culture activities, including compliance manual learning and signing compliance commitment letters, should be widely conducted to foster a culture of lawful and ethical operations [18] Leadership and Role Modeling - Managers should set an example through their actions, leading employees to internalize integrity and self-discipline [13] - Key groups within the company should be particularly targeted for clean practice management to ensure their adherence to integrity standards [15] Social Impact and Broader Culture - Integrity and clean culture should be promoted to the broader society through innovative and practical communication methods, fostering a value system that respects integrity and rejects corruption [10][19] - The construction of clean culture should extend to all levels of society, guiding the public to uphold integrity and thrift, and contributing to a clean and honest social environment [19] Financial Culture and Economic Contribution - The financial industry should cultivate a Chinese-style financial culture, balancing functionality and profitability while enhancing the ability to serve the real economy [4][14] - Integrity construction is a critical measure for securities companies to strengthen risk prevention and promote high-quality development in the financial sector [12] - The industry should adhere to a people-centered value orientation and focus on serving the real economy as its fundamental purpose [14]