电气风电: 中信证券股份有限公司关于上海电气风电集团股份有限公司持续督导保荐总结报告书

Company Overview - The company is Shanghai Electric Wind Power Group Co., Ltd., with the stock code 688660.SH and registered in Shanghai [1] - The legal representative is Qiao Yinping, and the actual controller is the Shanghai State-owned Assets Supervision and Administration Commission [1] Issuance Overview - The company received approval from the China Securities Regulatory Commission on March 23, 2021, for its initial public offering (IPO) of 533,333,400 shares at a price of 5.44 RMB per share, raising a total of 2,901,333,696.00 RMB [2] - After deducting issuance costs, the net amount raised was 2,799,069,742.52 RMB [2] - The company was listed on the Shanghai Stock Exchange's Sci-Tech Innovation Board on May 19, 2021 [2] Sponsorship Work Overview - The sponsor, CITIC Securities, conducted due diligence and coordinated with various intermediaries during the IPO process, ensuring compliance with legal and regulatory requirements [3] - The sponsor actively communicated with the Shanghai Stock Exchange and the China Securities Regulatory Commission during the review process [3] - The continuous supervision period by the sponsor is set to end on December 31, 2024 [2][3] Major Events During Sponsorship - No significant events occurred during the sponsorship period [4] Company Cooperation with Sponsorship - The company cooperated fully with the sponsor during the due diligence and supervision processes, with no issues affecting the sponsorship work [5] Information Disclosure Review - The sponsor reviewed the company's information disclosure documents and found that the company established and executed its information disclosure system in accordance with relevant laws and regulations [5] Fund Usage Review - The sponsor reviewed the usage of the raised funds and confirmed that the company complied with regulations regarding the storage and use of the funds [5] - As of December 31, 2024, the company had used a total of 2.457 billion RMB of the raised funds, with a remaining balance of 388 million RMB [5]