Core Viewpoint - Chongqing Securities Regulatory Bureau has taken corrective measures against Chongqing Enjie Numi Technology Co., Ltd. (Numi Technology) due to violations related to disclosure and compliance issues [1][4]. Group 1: Regulatory Actions - Numi Technology has been ordered to correct its practices and has received a warning letter from the regulatory authority [1][4]. - Key executives, including Lu Donghua, Wang Xingguang, Zhou Xianghuai, Li Xiaohua, and Li Ningli, have been subjected to regulatory talks and received warning letters [1][4]. Group 2: Violations Identified - The company failed to timely disclose the progress of commitments made regarding competition issues after Shanghai Enjie New Materials Technology Co., Ltd. acquired a 76.36% stake in Numi Technology [2][3]. - There were incomplete disclosures regarding related party transactions, specifically labor services provided to Shanghai Enjie New Materials Technology Co., Ltd. from 2022 to 2023, which did not follow the required approval procedures [3][4]. - Key executives are held primarily responsible for these violations, indicating a lack of diligence in their duties [3][4].
高达六张罚单“围攻”公司信披！纽米科技被责令整改 公司及相关责任人被出具警示函
Xin Lang Zheng Quan·2025-04-03 10:49