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确需开户的证券从业者 监管鼓励将账户开在所在券商或关联券商
news flash·2025-04-28 10:10

Core Viewpoint - The China Securities Association is seeking opinions on new guidelines aimed at preventing illegal trading behaviors among securities industry professionals, encouraging them to open accounts with their own or affiliated brokerages [1] Group 1: Regulatory Changes - The new guidelines specify that securities professionals who need to open stock accounts should be encouraged to do so with their own company or affiliated brokerages [1] - If accounts are not opened with the designated brokerages, professionals must declare their stock accounts and provide monthly trading records [1] - Under certain conditions, brokerages may be exempt from requiring professionals to declare their investment information [1] Group 2: Personal Information Protection - The guidelines emphasize that brokerages must adhere to legal, legitimate, and necessary principles when collecting personal information [1] - There is a requirement for brokerages to establish robust information security and confidentiality mechanisms to protect personal information [1]