Workflow
上海证监局发文规范辖区私募经营运作,6月15日前完成自评自纠
news flash·2025-05-07 14:19

Core Viewpoint - The Shanghai Securities Regulatory Bureau has issued a notice to private fund managers in the region to enhance daily supervision and risk prevention, aiming to promote high-quality development in the private fund industry [1] Group 1: Regulatory Measures - Private fund managers in Shanghai are required to organize concentrated learning sessions on relevant laws and regulations, including the Securities Investment Fund Law and the Private Investment Fund Supervision Regulations [1] - The Shanghai Securities Regulatory Bureau will regularly publish regulatory communications and guide training sessions for compliance in private fund operations [1] - Fund managers must conduct self-assessments and corrections based on their operational status, including aspects such as promotional activities, risk ratings, and investor suitability evaluations [1]