中国证监会、财政部关于就《证券结算风险基金管理办法(修订草案征求意见稿)》公开征求意见
news flash·2025-05-09 11:35

Core Viewpoint - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have drafted a revised consultation draft for the "Securities Settlement Risk Fund Management Measures," seeking public feedback on the proposed regulations [1] Group 1: Risk Fund Regulations - The proposed regulations aim to improve the provisions related to the scale of the risk fund, specifying that the net asset total of the risk fund must not be less than 3 billion yuan [1] - Once the risk fund reaches or exceeds the specified scale, securities registration and settlement institutions will no longer need to contribute, and those who have paid the risk fund for over a year will not continue to contribute [1] - If the risk fund's scale is below 3 billion yuan, contributions will resume starting the next fiscal year [1] Group 2: Dynamic Assessment - A new dynamic assessment clause has been introduced, requiring securities registration and settlement institutions to regularly evaluate the necessary scale of the fund and report to the CSRC and the Ministry of Finance [1]