Regulatory Actions - Multiple local securities regulatory authorities, including Zhejiang, Shanghai, and Shandong, have mandated private equity firms within their jurisdictions to conduct self-inspections and submit reports [1] - Zhejiang Securities Regulatory Bureau has issued a notice to promote high-quality development in the private equity industry by 2025, requiring firms to self-assess compliance with regulations and identify risks in all operational phases [1] - Shanghai Securities Regulatory Bureau has instructed private equity fund managers to engage in standardized operational practices, including organized training and self-evaluation, with a report submission deadline of June 15 [1] - Shandong Securities Regulatory Bureau has also released a self-inspection notice, urging private equity firms to verify compliance against an annual inspection checklist [1]
多地证监局要求辖区内私募自纠自查并提交报告
news flash·2025-05-13 10:55