为投资者维权“减负” 中证协修订发布调解规则

Core Viewpoint - The revision of the "Securities Dispute Mediation Rules" by the China Securities Association aims to enhance the resolution of disputes in the securities industry, ensuring market stability and protecting investor rights [1][2][3] Group 1: Overview of the Revised Rules - The revised rules were published on May 15 and are designed to improve the diversified resolution mechanism for securities disputes, facilitating non-litigation channels for dispute resolution [1] - The rules align with the "Joint Opinions" issued by financial regulatory authorities, marking a transition to a "Quality Improvement and Efficiency Enhancement 2.0" phase in dispute resolution [1][2] Group 2: Key Features of the Revised Rules - The rules cover the entire mediation process, optimizing and innovating multiple key aspects, including establishing a credit punishment mechanism to enhance the credibility of industry mediation [2] - A "three-in-one" dispute resolution mechanism is established, clarifying the rights and obligations of parties involved, and ensuring orderly mediation [2] - The introduction of a small claims rapid mediation mechanism aims to reduce the cost of investor rights protection, allowing industry institutions to voluntarily accept mediation suggestions within a specified monetary range [2] Group 3: Implementation and Compliance - The rules ensure the orderly conduct of mediation work, promoting standardization and legal development in mediation services [3] - The rules specify the circumstances under which mandatory mediation applies, excluding disputes already being resolved through other means or those with existing effective mediation agreements [3] - Measures for punishing violations of mandatory mediation regulations are clearly defined to protect investors' rights [3]