Core Viewpoint - The China Securities Association has revised the "Securities Dispute Mediation Rules" to enhance the multi-faceted resolution mechanism for disputes in the securities industry, ensuring the protection of investors' legal rights and promoting active participation in mediation efforts [1][2][3] Group 1: Mediation Work Mechanism - The revised rules establish a framework for mediation work, emphasizing fairness, impartiality, and the principle of "maximizing mediation" to provide convenient and efficient services for parties involved [1] - A self-discipline mechanism is introduced to address serious breaches of trust, enhancing the credibility of mediation work within the industry [1] Group 2: Mediation Process and Efficiency - The rules improve the mediation process by optimizing key stages such as application acceptance, mediator selection, and agreement signing, while introducing different procedures based on the complexity of disputes [2] - A small claims rapid mediation mechanism is added, allowing industry institutions to voluntarily agree to accept mediation proposals for disputes within a certain monetary range, thus saving judicial resources [3] Group 3: Collaboration and Enforcement - The rules enhance cooperation between the China Securities Association, courts, and arbitration institutions to provide multiple channels for dispute resolution and ensure the effectiveness of mediation agreements through judicial and notarization methods [2][3] - A mechanism for connecting model judgments with mediation is established to facilitate the resolution of collective disputes, promoting consistency in judgments and reducing costs for investors [3]
中证协,最新修订!完善券业纠纷多元化解机制
Zheng Quan Shi Bao·2025-05-15 08:50