北京金融法院副院长薛峰：不断健全投资者保护长效机制 进一步加大对违法主体的惩戒力度

Core Viewpoint - The Beijing Financial Court has made significant efforts in protecting investors' rights, handling a total of 15,267 cases in the past two years, with 4,773 related to investor protection, accounting for 31% of all cases [1] Group 1: Judicial Protection Mechanisms - The court focuses on efficient judicial protection of investors' rights by resolving disputes before they escalate to litigation, thereby promoting early conflict resolution [2] - There is an increased emphasis on punishing financial fraud and misleading issuance in the capital market, while also guiding market participants to fulfill their responsibilities [2] - The court is optimizing judicial resource allocation and enhancing collaboration among different judicial functions to ensure investors' claims are effectively realized [2] Group 2: Mechanism Improvement for Investor Protection - The court is exploring a "dual-track dual-platform" mechanism for resolving securities disputes, making it easier for small and medium investors to protect their rights [3] - A "six-step review method" has been established to clarify the due diligence obligations of asset management product managers, strengthening the foundation for investor protection [3] - A collaborative mechanism has been set up to promote comprehensive advancement in investor protection [3] Group 3: Systematic Protection of Investor Rights - The court aims to enhance investors' legal awareness to encourage rational investment practices [3] - It focuses on identifying financial risk indicators and collaborating with regulatory bodies to address common issues in the market [3] - The court is committed to fostering a financial culture that supports the protection of investors' rights [3] Future Directions - The Beijing Financial Court plans to continue prioritizing the protection of small and medium investors, enhancing the long-term mechanisms for investor protection, and increasing penalties for violators [3] - The goal is to create a safer and more reliable market environment, contributing to a transparent and resilient securities market in China [3]