监管部门"5·15"密集发声，投资者保护重要举措一文看懂

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has introduced multiple new investor protection rules to strengthen the legal framework and enhance the protection of investors' rights in the capital market [1][2][4]. Group 1: New Regulations and Guidelines - The CSRC and the Supreme People's Court jointly released the "Guiding Opinions on Strict and Fair Law Enforcement and Judicial Services to Ensure High-Quality Development of the Capital Market," which includes 23 opinions aimed at protecting investors and improving market regulation [2][3]. - The CSRC published the "Regulations on the Supervision of Funds Raised by Listed Companies," focusing on the safe and efficient use of raised funds to benefit investors [2][3]. Group 2: Enforcement Actions and Case Studies - In 2024, the CSRC reported handling 739 cases of securities and futures violations, with 592 penalty decisions made, marking a 10% increase year-on-year [4][5]. - The CSRC emphasized strict enforcement against fraudulent issuance, financial fraud, and market manipulation, particularly targeting key individuals and entities responsible for such violations [5][6]. - The CSRC announced the annual top ten typical cases of investor protection, which include various types of securities disputes and innovative mechanisms for resolving collective disputes [4][5]. Group 3: Enhancing Investor Rights - The CSRC is establishing a mechanism for reviewing major policy regulations to ensure that the voices of small and medium investors are heard in the rule-making process, thereby increasing transparency and fairness [3][6]. - The CSRC aims to deepen collaboration with judicial authorities to create a regular mechanism for representative litigation, facilitating timely compensation for eligible investors in cases of securities fraud [6].