破发亏损股瀚川智能实控人收警示函 两度募资共16.5亿

Core Viewpoint - The announcement reveals that the actual controller of Hanchuan Intelligent, Cai Changwei, and the controlling shareholder, Suzhou Hanchuan Investment Management Co., Ltd., received a warning letter from the Jiangsu Securities Regulatory Bureau due to violations related to the disclosure of share pledges and control risks [1][2][3]. Group 1: Share Pledge and Control Risks - On July 7, 2023, Cai Changwei pledged 52.43% of his shares in the controlling shareholder, Suzhou Hanchuan Investment, to Huaneng Guicheng Trust, which corresponds to 14.64% of the total shares of Hanchuan Intelligent [1][2][3]. - The pledge agreement allows Huaneng Guicheng Trust to register the pledged shares if there is a debt default, which could lead to significant risks regarding the stability of control or changes in the actual controller of the company [2][3][4]. - The company reported a negative net profit for the first half of 2024, triggering the acceleration clause in the pledge agreement, which could require immediate debt repayment [1][2][3]. Group 2: Disclosure Violations - Cai Changwei and Suzhou Hanchuan Investment failed to timely disclose the share pledge and the associated risks, leading to delayed announcements on February 22 and 28, 2025 [2][3][4]. - The actions of Cai Changwei and Suzhou Hanchuan Investment violated the regulations set forth in the "Management Measures for Information Disclosure of Listed Companies" [2][3][4]. - The Jiangsu Securities Regulatory Bureau issued a warning letter, requiring the parties involved to enhance their compliance awareness and report back within ten working days [2][3][4]. Group 3: Disciplinary Actions - The Shanghai Stock Exchange also issued a disciplinary notice to Cai Changwei and Suzhou Hanchuan Investment for their failure to disclose significant information in a timely manner [2][3][4]. - The company emphasized that the warning letter would not affect its normal business operations, and it would continue to comply with regulatory requirements [2][3][4]. - The company has committed to improving its compliance and disclosure practices to prevent similar incidents in the future [2][3][4].