统一股份: 统一低碳科技（新疆）股份有限公司《内幕信息知情人登记管理制度》

Core Points - The article outlines the insider information management system of Unified Low Carbon Technology (Xinjiang) Co., Ltd, aimed at regulating insider information management and ensuring confidentiality in compliance with relevant laws and regulations [1][2][3]. Group 1: General Provisions - The board of directors is designated as the management body for insider information, responsible for timely registration and submission of insider information personnel files, with the chairman as the primary responsible person [1][2]. - The audit committee is tasked with supervising the implementation of this system [1]. Group 2: Definition of Insider Information - Insider information refers to non-public information that could significantly impact the company's operations, finances, or market price of its securities [2][3]. - Examples of insider information include major changes in business strategy, significant investments, important contracts, major debts, and changes in shareholding structure [3][4]. Group 3: Scope of Insider Information Personnel - Insider information personnel include company directors, senior management, shareholders holding more than 5% of shares, and other individuals who can access insider information due to their roles [5][6]. - The list also encompasses personnel from securities firms and regulatory bodies who may gain access to insider information [5]. Group 4: Confidentiality Management - Insider information personnel are obligated to maintain confidentiality and are prohibited from disclosing insider information before it is publicly announced [6][7]. - The board office is the sole entity authorized to disclose information, and any unauthorized disclosure is strictly prohibited [6][7]. Group 5: Registration and Reporting of Insider Information Personnel - Insider information personnel must fill out and update their registration files and significant event progress memos as per regulatory requirements [13][14]. - The company must submit these files to the Shanghai Stock Exchange within five trading days after the public disclosure of insider information [14]. Group 6: Accountability and Penalties - The company is required to self-examine insider trading activities and report any violations to the regulatory authorities within two working days [11][12]. - Violations of the insider information management system may result in penalties ranging from warnings to termination of employment, depending on the severity of the breach [11][12].