ST智云: 董事及高级管理人员持股管理制度

Core Points - The company has established a management system for the trading of its shares by directors and senior management to comply with relevant laws and regulations [1][2] - The management system outlines the procedures and restrictions for share trading, including the requirement for prior notification to the board secretary [2][3] - There are specific timeframes and conditions under which directors and senior management are prohibited from trading shares [6][7] Summary by Sections General Provisions - The management system is applicable to the company's directors, senior management, and other specified individuals regarding their shareholdings and trading activities [1] - Directors and senior management are prohibited from engaging in margin trading involving the company's shares [1] Trading Behavior Regulations - Prior to trading, directors and senior management must notify the board secretary in writing, who will verify compliance with disclosure and regulatory requirements [2][3] - Additional conditions may apply to share transfers due to company actions such as issuing shares or implementing equity incentive plans [2] Reporting and Disclosure - Directors and senior management must report their personal and immediate family members' shareholding information to the stock exchange within specified timeframes [3][8] - The company is responsible for ensuring accurate and timely reporting of shareholding changes to the stock exchange [3][8] Prohibited Trading Situations - Directors and senior management are restricted from transferring shares under certain conditions, including within one year of the company's stock listing and within six months post-resignation [6][7] - Specific legal and regulatory circumstances also impose trading restrictions [6] Penalties - Violations of the management system and relevant laws may result in penalties from regulatory authorities and internal company sanctions [11]