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深交所:本所对一家会员采取了书面警示的监管措施
news flash·2025-06-13 11:12

Summary of Key Points Core Viewpoint - The Shenzhen Stock Exchange (SZSE) has implemented regulatory measures against a member for violations related to securities trading activities, highlighting ongoing efforts to maintain market integrity [1] Group 1: Regulatory Actions - SZSE has taken self-regulatory measures against 141 instances of abnormal trading behavior, including market manipulation and false declarations [1] - The exchange has conducted investigations into 2 significant corporate events and reported 1 case suspected of illegal activities to the China Securities Regulatory Commission (CSRC) [1] Group 2: Disciplinary Measures - A written warning was issued to a member due to violations by the sponsoring institution and its representatives in the stock issuance application process [1] - Relevant sponsoring representatives received disciplinary criticism as part of the regulatory response [1]