华塑控股: 董事和高级管理人员所持公司股份及其变动管理制度

General Provisions - The company establishes a system to strengthen the declaration, disclosure, and supervision of stock trading behaviors by directors and senior management, aiming to control operational risks and protect the rights of all shareholders, especially minority shareholders [1][2] - Directors and senior management must comply with the regulations of this system, including commitments regarding shareholding ratios, holding periods, and trading methods [2] Information Declaration - Directors and senior management must notify the board secretary in writing of their trading plans before buying or selling company shares, and the board secretary must verify compliance with relevant laws and regulations [3] - Personal and family identity information of directors and senior management must be reported to the Shenzhen Stock Exchange within specified timeframes, including changes in personal information and upon resignation [3] Trading Behavior Regulations - Directors and senior management must report any changes in their shareholdings within two trading days and disclose details such as the number of shares before and after the change, trading date, and price [4][5] - There are restrictions on transferring shares within one year of the company's stock listing and for six months after leaving the company, among other conditions [5][6] Transfer Limitations - The maximum number of shares that directors and senior management can transfer in a year is limited to 25% of their total holdings, with exceptions for certain circumstances [6][7] - Newly acquired shares may have different transfer conditions based on whether they are subject to restrictions [6] Insider Trading and Trading Restrictions - Directors and senior management are prohibited from trading company shares during specific periods, such as 15 days before annual or semi-annual reports and 5 days before quarterly reports [9][10] - They must ensure that certain individuals and organizations do not engage in trading based on insider information [10] Reporting Obligations - Directors and senior management must report their stock trading activities in regular reports, including the number of shares held at the beginning and end of the reporting period, as well as any trades made [10][11] - The company must disclose any violations of trading regulations by directors and senior management and the measures taken in response [11]