奥浦迈: 奥浦迈：关于本次重大资产重组相关内幕信息知情人买卖股票情况的自查报告

Core Viewpoint - The self-examination report indicates that the stock trading activities of insiders during the self-examination period are unrelated to the major asset restructuring transaction, and there is no evidence of insider trading based on the transaction information [1][12][13] Group 1: Insider Trading Self-Examination - The self-examination period for insider trading related to the transaction spans from July 17, 2024, to June 5, 2025 [1] - The scope of the self-examination includes company directors, supervisors, senior management, controlling shareholders, and related parties [2] - The report confirms that the stock trading activities of insiders do not constitute a substantial obstacle to the transaction [12][13] Group 2: Specific Insider Trading Activities - The controlling shareholder, Xiao Zhihua, reported no other stock trading activities during the self-examination period, holding 28,301,943 shares at the end of the period [3][4] - Wu Yuling, a relative of the company’s secretary, bought 8,100 shares and sold 10,800 shares during the self-examination period, with no shares held at the end [5][6] - Li Ming, a partner of the transaction counterparty, bought 500 shares and held 500 shares at the end of the self-examination period [7][8] Group 3: Company Stock Buyback and Cancellation - The company repurchased 1,223,706 shares from October 28, 2023, to October 27, 2024, for employee stock ownership plans, later deciding to cancel these shares [10] - The cancellation of shares was completed in January 2025, and the company asserts that these actions do not involve insider trading [10][12] Group 4: Independent Financial Advisor and Legal Opinions - The independent financial advisor, Guotai Junan, confirmed that the trading activities of insiders during the self-examination period do not constitute insider trading and do not pose a legal obstacle to the transaction [12][13] - The law firm, Shanghai Fangda, also verified that the insider trading activities reported do not violate securities laws and will not impede the transaction [13]