Shanghai YanPu(SH:605128) Zheng Quan Zhi Xing·2025-06-25 16:47Core Viewpoint - The document outlines the fundraising management measures of Shanghai Yanpu Precision Technology (Group) Co., Ltd., emphasizing the importance of safeguarding investor rights, ensuring efficient use of raised funds, and adhering to relevant laws and regulations [1][2]. Fundraising Management Principles - The company aims to regulate the storage, use, and management of raised funds to ensure safety and efficiency, protecting investors' rights [1]. - Funds raised through stock issuance are designated for specific purposes and do not include funds raised for equity incentive plans [1]. - The board of directors is responsible for continuously monitoring the management and usage of raised funds to mitigate investment risks [1][2]. Fund Usage Guidelines - The company must use raised funds prudently and in alignment with the commitments made in the issuance application documents, avoiding arbitrary changes in fund allocation [2]. - Major stakeholders, including controlling shareholders and related parties, are prohibited from misappropriating raised funds for personal gain [2][3]. - Directors and senior management are required to act diligently to ensure the safety of raised funds and prevent unauthorized changes in their use [2]. Special Account Management - The company is required to open a special account for raised funds, which must be managed centrally and cannot be used for non-designated purposes [2][3]. - In cases of multiple financings, separate special accounts must be established for each fundraising event [3]. Investment in Overseas Projects - When investing raised funds in overseas projects, the company must ensure the safety and compliance of such investments and disclose relevant measures and outcomes in a special report [3]. Cash Management of Idle Funds - The company may manage temporarily idle raised funds through cash management, ensuring that such management does not affect the normal execution of investment plans [7][8]. - Cash management products must be safe, liquid, and not subject to pledging [7]. Reporting and Disclosure - The company is obligated to disclose the actual usage of raised funds accurately and completely, with the board overseeing the management and usage of both raised and excess funds [14][15]. - A special report on the management and actual usage of raised funds must be prepared and disclosed semi-annually [14][15]. Changes in Fund Usage - Any changes in the use of raised funds must be approved by the board and disclosed, especially if it involves new projects or significant alterations to existing plans [11][12]. - The company must provide detailed reasons for any changes in fundraising projects and ensure that new projects align with the company's main business [12][13]. Oversight and Compliance - Continuous supervision by sponsors or independent financial advisors is mandated to ensure compliance with fundraising regulations [15][16]. - The company must maintain detailed records of fund usage and undergo regular audits to ensure adherence to the established management measures [16][18].