香港保监局对两间持牌经纪公司予以纪律处分
news flash·2025-07-02 02:31
Group 1 - The Hong Kong Insurance Authority publicly reprimanded Century Investment Planning Limited for failing to separate independent client accounts [1] - Another brokerage firm was fined HKD 12,000 for not purchasing sufficient professional indemnity insurance [1] - Century Investment Planning Limited, a former licensed insurance broker, violated self-regulatory guidelines by misusing client funds and failing to timely remit premiums to insurance companies [1] Group 2 - The second case involved a brokerage firm that incorrectly calculated the required professional indemnity insurance under the previous self-regulatory regime, resulting in a shortfall of HKD 11.8 million [1]