Core Viewpoint - The revised "Management Measures for the Record-Filing of Accounting Firms Engaging in Securities Services" aims to enhance the supervision and quality management of accounting firms in the securities sector, addressing issues of competency and quality in their services to better support capital market development [1][2]. Group 1: Key Aspects of the Revised Measures - The measures include improved record-filing requirements that emphasize the importance of quality management and professional responsibility for accounting firms [2]. - A comprehensive regulatory framework is established to ensure ongoing compliance with record-filing requirements, including processes for cancellation and rectification [2]. - Coordination with existing laws and regulations, such as the "Certified Public Accountant Law" and the "Securities Law," has been enhanced to streamline the record-filing process [2]. Group 2: Implementation and Support - The Ministry of Finance and the China Securities Regulatory Commission will focus on the effective implementation of the revised measures, providing guidance to accounting firms for better understanding and execution [3]. - Improvements to the record-filing platform will facilitate information sharing and ease the operational process for accounting firms [3]. - A collaborative approach will be adopted for regulatory activities, utilizing both on-site and off-site methods to manage record-filing verification and announcements [3].
★财政部、证监会修订印发备案管理办法 加强对会计师事务所证券业务全流程监管
Shang Hai Zheng Quan Bao·2025-07-03 01:56