★中证协从严规范证券从业人员投资行为

Core Viewpoint - The China Securities Association (CSRC) is seeking industry feedback on the draft guidelines for managing the investment behaviors of securities company personnel, aiming to strengthen management and prevent illegal activities such as insider trading [1][2] Group 1: Guidelines Overview - The guidelines aim to enhance the self-regulatory management framework for securities personnel, promoting a culture of compliance and ethical behavior within the industry [1] - The guidelines emphasize the direct responsibility of personnel for their investment behaviors, establishing mechanisms to ensure compliance and accountability [1] Group 2: Coverage and Management - The guidelines require comprehensive management of all securities company personnel, including those with access to insider information, ensuring full coverage of investment behavior management processes [2] - The guidelines stress the importance of managing key positions within securities companies, implementing measures such as increased reporting frequency and enhanced monitoring to improve the effectiveness of investment behavior management [2]