KSHG(SH:605333) Zheng Quan Zhi Xing·2025-07-03 16:15General Provisions - The company establishes a management system for the shares held by its directors and senior management to comply with relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1] - This system applies to the management of shares held and traded by the company's directors and senior management [1] Prohibited Trading Situations - Directors and senior management are prohibited from transferring their shares under certain conditions, such as within one year of the company's stock listing and within six months after leaving their positions [2] - There are specific trading windows during which directors and senior management cannot buy or sell company shares, including 30 days before the announcement of annual and semi-annual reports [2][3] Short-term Trading Prohibitions - Directors and senior management must adhere to regulations regarding short-term trading, which prohibits selling shares within six months of purchase or buying shares within six months of selling [3][4] - Any profits from violations of this rule must be returned to the company, and the board must disclose the situation and remedial measures [3][4] Reporting and Disclosure of Trading Activities - Directors and senior management must provide timely updates on their personal information and trading activities to the company's board office [5][6] - The company must report any changes in the personal information of directors and senior management during their tenure and within six months after leaving [5] Management of Securities Accounts - Directors and senior management are required to manage their securities accounts and report any changes to the board [7] - The company will maintain a record of the basic information of current and recently departed directors and senior management regarding their securities accounts [7] Transferable Share Calculations - The transferable shares for directors and senior management are calculated based on their holdings at the end of the previous year, with a maximum of 25% transferable in the current year [8] - Any changes in shareholdings due to company actions, such as stock dividends or capital reductions, will affect the calculation of transferable shares [8] Responsibilities and Penalties - The company will report any violations of the trading rules by directors and senior management to the relevant regulatory bodies [9] - Internal disciplinary actions may be taken against those who violate the trading regulations, and serious violations may lead to penalties from regulatory authorities [9]