东海证券财务顾问项目遭“没一罚三”合计6000万 公司最新回应
news flash·2025-07-07 11:42
Core Viewpoint - Donghai Securities has been penalized by the China Securities Regulatory Commission (CSRC) for significant omissions and false records in its independent financial advisory services related to the Jinzhou Cihang major asset restructuring project in 2015, resulting in a total penalty of 60 million yuan [1] Group 1 - The company was ordered to rectify its practices and had its business income of 15 million yuan confiscated [1] - A fine of 45 million yuan was imposed on the company for its failures in diligence and responsibility [1] - Donghai Securities expressed acceptance of the CSRC's findings and penalties, committing to deep reflection and improvement in compliance and internal controls [1]