展鹏科技: 展鹏科技股份有限公司董事、高级管理人持有和买卖本公司股票管理制度

Core Points - The company has established a management system for the holding and trading of its stocks by directors and senior management to maintain market order and comply with relevant laws and regulations [1][2][3] - The system applies to directors, senior management, and other specified individuals or organizations involved in the trading of the company's stocks [1][2] - Directors and senior management must notify the board secretary in writing before trading their shares, and the board secretary is responsible for verifying the situation regarding information disclosure and significant events [2][3] Section Summaries Chapter 1: General Provisions - The management system aims to strengthen the control over stock trading by directors and senior management, ensuring compliance with laws such as the Company Law and Securities Law [1] - The system applies to all relevant parties involved in stock trading [1] Chapter 2: Reporting Stock Trading Behavior - Directors and senior management must report their trading plans to the board secretary, who will assess potential risks [2] - The company must apply for the registration of shares with transfer restrictions when certain conditions are met [2][3] Chapter 3: Restrictions on Stock Trading - The annual transferable share limit for directors and senior management is set at 25% of their total holdings [4] - Shares acquired during the year can be transferred within specified limits, and untransferred shares will count towards the next year's calculation [4][5] Chapter 4: Prohibited Trading Situations - Directors and senior management are prohibited from transferring shares under specific circumstances, such as during the first year of listing or within six months after leaving their position [6][7] - Violations of trading regulations will result in the company recovering any profits made from such trades [6][7] Chapter 5: Disclosure of Stock Trading Behavior - The board secretary is responsible for managing and reporting the stock holdings of directors and senior management [8] - The company must disclose stock trading activities in regular reports, including the number of shares held at the beginning and end of the reporting period [8][9] Chapter 6: Supplementary Provisions - The management system will take effect upon approval by the board and will be interpreted and modified by the board as necessary [12][29]