太平资产领678万元罚单 11名责任人同步受罚

Core Viewpoint - The National Financial Supervision Administration has imposed a fine of 6.78 million yuan on Taiping Asset Management Co., Ltd. for multiple violations, including unapproved executive appointments and incomplete reporting of related party information [2][3][4] Group 1: Violations and Penalties - Taiping Asset Management was fined 6.78 million yuan for three main violations: unapproved executive appointments, incomplete related party information submissions, and investment of insurance funds in non-trustee managed trust products [2][4] - A total of 11 responsible individuals received warnings and were fined a combined total of 760,000 yuan, bringing the total penalties for Taiping Asset and its responsible parties to 7.54 million yuan [3][4] Group 2: Regulatory Context - The violations occurred between 2015 and 2021 and were identified during a risk management and internal control inspection by the former China Banking and Insurance Regulatory Commission [4] - The incident highlights a trend of increased regulatory scrutiny in the insurance asset management sector, as evidenced by recent penalties against other institutions like China Everbright Insurance Asset Management and Huaxia Jiuying Asset Management [4] Group 3: Company Background - Taiping Asset Management, established in September 2006, is a professional asset management institution under China Taiping Insurance Group and is one of the first nine insurance asset management companies in China [4] - As of 2024, the company has a management scale of 1.67 trillion Hong Kong dollars, reflecting an 8.4% year-on-year growth [4]