General Principles - The company establishes an external investment management system to strengthen internal control over investment activities, standardize investment industries, prevent investment risks, and enhance investment returns [1] - Investments include funds, futures, options, and other financial derivatives, as well as cash, physical assets, and intangible assets aimed at obtaining long-term returns through joint ventures, partnerships, and mergers [1] Investment Decision and Procedures - The shareholders' meeting and the board of directors serve as the decision-making bodies for external investments, exercising their decision-making authority within the scope of applicable regulations and the company's articles of association [2] - The general manager is the main responsible person for implementing external investments and must report investment progress to the board of directors [2] - The financial center is responsible for financial management of external investments, including feasibility analysis, handling funding procedures, and ensuring strict borrowing and payment processes [2] Implementation and Management of External Investments - Once an investment project is established, the general manager's office monitors the entire implementation process [3] - The general manager's office tracks project progress, funding usage, operational status, and returns, providing necessary reports and corrective measures as needed [3] Reporting and Compliance - If new situations arise during project implementation, such as investment recovery or transfer, the general manager's office must report within five working days [3] - Investments in stocks, funds, bonds, and futures must be approved according to applicable regulations and the company's articles of association, with regular reporting on the investment environment, risks, and returns [3] Management of Entrusted Financial Management - When the company engages in entrusted financial management, it must select qualified financial institutions and sign written contracts detailing the investment amount, duration, and responsibilities [4] - The financial center assigns personnel to track the progress and safety of entrusted funds, reporting any unusual situations promptly [4] Transfer and Recovery of Investments - The company can recover external investments under specific circumstances, and investment transfers must comply with relevant laws and regulations [4] - The transfer of investments must adhere to the provisions of the Company Law and the company's articles of association [4] Miscellaneous - Any matters not covered by this system will follow national laws, regulations, and the company's articles of association [4] - This system takes effect upon approval by the shareholders' meeting and is subject to modification as necessary [4]
江苏华辰: 江苏华辰对外投资管理制度