Core Viewpoint - The China Securities Association (CSA) has developed the "Implementation Opinions on Strengthening Self-Discipline Management to Promote High-Quality Development of the Securities Industry," outlining its future functions, work priorities, and main tasks to enhance self-discipline management and service capabilities in the securities industry [1][2]. Group 1: Self-Discipline Management - The Implementation Opinions include 28 measures across seven areas, focusing on improving the self-discipline management system, enhancing self-discipline in sponsorship and underwriting, and promoting service functions [3]. - The CSA aims to establish a self-discipline management system that aligns with high-quality development in the securities industry, emphasizing scientific and effective management and compliance risk control [1][3]. Group 2: Service Function Enhancement - The CSA emphasizes the importance of securities firms prioritizing their functional roles, providing high-quality financial products and services, and supporting the development of new productive forces [4]. - Specific measures include establishing long-term mechanisms for developing top-tier investment banks, enhancing comprehensive financial service capabilities, and promoting internationalization of the securities industry [4]. Group 3: Compliance and Risk Management - The Implementation Opinions stress the need for strengthening compliance and risk management systems, including comprehensive risk management and monitoring of key business risks [5]. - The CSA encourages the promotion of a positive industry image through effective communication and reputation risk management, while also advocating for the cultivation of a distinctive financial culture [5].
事关证券业高质量发展,中证协发布28项举措
Jin Rong Shi Bao·2025-07-11 14:06