科捷智能: 募集资金管理办法

Core Viewpoint - The company has established a comprehensive set of regulations for the management and use of funds raised through stock issuance, aiming to enhance efficiency and effectiveness in fund utilization [1][2]. Group 1: Fund Management and Control - The company must establish internal control systems for the storage, management, and use of raised funds, ensuring compliance and effective risk prevention [1][2]. - The board of directors and senior management are responsible for overseeing the proper use of raised funds and must not allow any unauthorized changes in fund usage [2][3]. - A special account for raised funds must be established in a commercial bank, and all funds must be managed and used from this account [8][9]. Group 2: Fund Usage Guidelines - Raised funds should primarily be used for the company's main business activities, and any changes in usage must follow strict approval processes [11][12]. - The company must report any significant deviations from the planned use of funds to the Shanghai Stock Exchange [11][12]. - Any surplus funds must be used for ongoing or new projects, or for share repurchases, and must be disclosed appropriately [29][30]. Group 3: Oversight and Reporting - The company’s financial center is responsible for maintaining detailed records of fund usage and must conduct regular audits [33][34]. - Independent financial advisors must conduct periodic checks on the management and usage of raised funds, and their findings must be reported to the board [17][18]. - The company must disclose the results of these audits and any significant findings in its annual reports [34][36].