KENGIC(SH:688455) Zheng Quan Zhi Xing·2025-07-15 14:12General Overview - The document outlines the management system for the shares held by directors, senior management, and core technical personnel of KJ Intelligent Technology Co., Ltd. [2][3] Shareholding Management - The system is established to regulate the holding and trading of company shares by directors, senior management, and core technical personnel in accordance with relevant laws and regulations [2][3][4] - It applies to shares directly or indirectly held by these individuals, including convertible bonds and other equity-like securities [2][3] Share Transfer Rules - Directors and senior management can sell shares through the Shanghai Stock Exchange or other legally permitted methods, adhering to commitments regarding holding periods and transfer methods [3][4] - There are specific restrictions on share transfers, including a one-year lock-up period post-listing and a six-month restriction after leaving the company [5][6] Reporting and Disclosure - Directors and senior management must report personal information to the Shanghai Stock Exchange within two trading days of changes, including new appointments or departures [6][8] - They are required to notify the company of any share trading plans in writing, and such plans must be disclosed publicly [17][19] Restrictions on Trading - There are periods during which directors and senior management are prohibited from trading shares, such as 15 days before the announcement of annual or semi-annual reports [11][12] - Additional restrictions apply in cases of significant legal or regulatory investigations involving the company [10][11] Penalties and Responsibilities - The company holds directors and senior management accountable for ensuring that insider information is not misused for trading [25][26] - Violations of trading regulations may result in disciplinary actions and the requirement to return any profits made from illegal trades [27][28]