KENGIC(SH:688455) Zheng Quan Zhi Xing·2025-07-15 14:12Core Viewpoint - The document outlines the regulations and responsibilities regarding insider information management at KJ Intelligent Technology Co., Ltd, emphasizing the importance of confidentiality and compliance with relevant laws and regulations [1][10]. Group 1: Insider Information Definition - Insider information refers to non-public information that could significantly impact the company's operations, finances, or stock prices, including major changes in business strategy, significant asset transactions, and legal issues [1]. - Specific examples of insider information include major investments, significant losses, changes in management, and any legal investigations involving the company [1]. Group 2: Insider Information Insiders - Insiders include company personnel who have access to insider information, such as directors, supervisors, senior management, and employees involved in significant decision-making processes [2][3]. - External parties who may also have access include major shareholders, controlling persons, and professionals from accounting, legal, and financial advisory firms [3]. Group 3: Responsibilities and Management - The Board of Directors is responsible for managing insider information and ensuring the accuracy and completeness of insider information records, with the Chairman being the primary responsible person [4]. - The Board Secretary is tasked with the day-to-day management of insider information and maintaining records of individuals who have access to such information [4][5]. Group 4: Confidentiality Obligations - Insiders are obligated to maintain confidentiality and are prohibited from trading the company's stock or disclosing insider information before it is publicly released [5][9]. - The company must ensure that confidentiality agreements are signed before providing any non-public information to insiders [5]. Group 5: Record Keeping and Reporting - The company must establish and maintain a record of insider information insiders, documenting the details of their access to insider information [7][8]. - Records must be updated regularly and retained for at least ten years, with a requirement to report any insider trading activities to regulatory authorities [8][9]. Group 6: Compliance and Enforcement - The company is required to conduct self-inspections regarding insider trading and take necessary actions against any violations, including reporting to regulatory bodies [9]. - Insiders who violate confidentiality obligations may face legal consequences, including civil and criminal liabilities [9].