中国结算要求券商报送科创成长层风险揭示书签署情况

Group 1 - The China Securities Depository and Clearing Corporation has issued an urgent document requiring brokerages to report the signing status of risk disclosure statements for the Sci-Tech Innovation Board's growth tier, aimed at enhancing investor suitability management [1][3] - Starting from September 22, 2025, accounts of ordinary investors who have signed the risk disclosure will be marked as "C", while those who have not will be marked as "K". Existing accounts will also be uniformly marked as "K" after September 19, 2025 [3] - The Shanghai Stock Exchange has released essential clauses for risk disclosure statements to help investors understand the risks associated with investing in unprofitable companies, reinforcing the responsibilities of brokerages in investor suitability management [3][4] Group 2 - Brokerages are required to inform investors about the suitability management requirements and risk characteristics of growth tier stocks through various communication methods, ensuring investors are well-informed about trading risks [4] - Some brokerages have already integrated features in their trading apps to facilitate the opening of trading permissions for the growth tier, allowing investors to sign risk disclosure statements digitally [4]