东方园林: 董事和高级管理人员所持公司股份及其变动管理制度（2025年7月修订）

Core Points - The document outlines the management system for shares held by company directors and senior management, aiming to maintain market order and comply with relevant laws and regulations [1][2][3] Group 1: General Provisions - The system applies to shares held by directors, senior management, and other specified individuals or organizations [1] - Directors and senior management must strictly adhere to commitments regarding share changes [1] - Shares held by directors and senior management include those registered in their names and those held in others' accounts [1] Group 2: Restrictions on Share Transfers - Directors and senior management are prohibited from transferring shares under specific circumstances, such as within six months after leaving the company or during investigations related to securities violations [2] - Transfers of shares during the term of office and six months after must not exceed 25% of the total shares held [3] - Shares held by directors and senior management can be increased based on the previous year's holdings, with specific rules for newly acquired shares [3] Group 3: Trading Restrictions - Directors and senior management are restricted from trading shares during certain periods, including 15 days before annual or semi-annual reports [4] - They must comply with the Securities Law regarding the sale of shares within six months of purchase [4] - Short selling and derivative trading of the company's shares are prohibited [4] Group 4: Information Disclosure and Reporting - The company secretary is responsible for managing and reporting the shareholdings of directors and senior management [5] - A reduction plan must be reported to the exchange 15 trading days before the first sale, detailing the number of shares, time frame, and reasons for the reduction [6] - Any changes in shareholdings must be reported within two trading days [7] Group 5: Compliance and Enforcement - The company must confirm shareholding information as required by the Shenzhen Stock Exchange [8] - Directors and senior management must notify the board secretary of their trading plans, and trading cannot occur without feedback from the secretary [8] - Violations of the share transfer rules may result in regulatory actions, including mandatory repurchase of shares [9]