Group 1 - The China Securities Regulatory Commission (CSRC) Beijing Bureau issued a warning letter to Beijing Yong'an Wealth Investment Fund Management Co., Ltd. for failing to fulfill its duties in managing and utilizing private fund assets [1][3] - The company violated Article 4, Paragraph 1 of the Interim Measures for the Supervision and Administration of Private Investment Funds, which mandates that fund managers must act with diligence, honesty, and prudence [1][3] - The CSRC emphasized the need for the company to enhance compliance awareness and capabilities, improve information disclosure, fund exit strategies, and investor communication to protect investors' legitimate rights and interests [3][4] Group 2 - The company is required to submit a written rectification report to the CSRC within 30 days of receiving the decision [4] - If the company disagrees with the supervisory measures, it can apply for administrative reconsideration within 60 days or file a lawsuit within six months [4] - The supervisory measures will remain in effect during the reconsideration and litigation periods [4]
永安财富投资基金收警示函 管理私募基金未恪尽职守
Zhong Guo Jing Ji Wang·2025-07-21 07:59